Filing Details
- Accession Number:
- 0001127602-21-014899
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-05-03 13:00:00
- Reporting Period:
- 2021-04-30
- Accepted Time:
- 2021-05-03 15:30:05
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
66740 | 3M Co | MMM | Surgical & Medical Instruments & Apparatus (3841) | 410417775 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1342238 | K Ivan Fong | 3M Center St. Paul MN 55144-1000 | Exec Vp, Gen Counsel & Secret | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-04-30 | 12,059 | $89.25 | 47,872 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-04-30 | 12,059 | $198.46 | 35,813 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2021-04-30 | 12,059 | $0.00 | 12,059 | $89.25 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
23,291 | 2015-11-01 | 2022-11-01 | No | 4 | M | Direct |
Footnotes
- The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 9, 2021.
- Includes shares acquired pursuant to 3M's Dividend Reinvestment Plan.
- Includes shares acquired under 3M's General Employee Stock Purchase Plan.