Filing Details
- Accession Number:
- 0000927628-21-000161
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-05-03 13:00:00
- Reporting Period:
- 2021-04-29
- Accepted Time:
- 2021-05-03 16:34:39
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 927628 | Capital One Financial Corp | COF | National Commercial Banks (6021) | 541719854 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1567914 | S. Kevin Borgmann | 1680 Capital One Drive Mclean VA 22102 | Senior Advisor To The Ceo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2021-04-29 | 7,145 | $146.44 | 56,856 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-04-29 | 9,633 | $147.29 | 47,223 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Footnotes
- This transaction was executed pursuant to a trading plan entered into by the reporting person on January 28, 2021, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $145.84 to $146.82. Information regarding the number of shares sold at each price will be provided upon request.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $146.87 to $147.65. Information regarding the number of shares sold at each price will be provided upon request.
Billionaire Hedge Funds
