Filing Details
- Accession Number:
- 0000899243-21-017747
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-05-03 13:00:00
- Reporting Period:
- 2021-05-03
- Accepted Time:
- 2021-05-03 16:22:34
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1708035 | Pq Group Holdings Inc. | PQG | () | DE |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1372939 | Ccmp Capital, Lp | C/O Ccmp Capital Advisors, Lp 277 Park Avenue, 27Th Floor New York NY 10172 | No | No | Yes | No | |
1718021 | Ccmp Co-Invest Iii A Gp, Llc | C/O Ccmp Capital Advisors, Lp 277 Park Avenue, 27Th Floor New York NY 10172 | No | No | Yes | No | |
1718029 | Ccmp Capital Associates Iii Gp, Llc | C/O Ccmp Capital Advisors, Lp 277 Park Avenue, 27Th Floor New York NY 10172 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2021-05-03 | 3,869,813 | $13.44 | 25,501,084 | No | 4 | S | Indirect | By CCMP Capital Investors III, L.P. |
Common Stock | Disposition | 2021-05-03 | 392,244 | $13.44 | 2,584,793 | No | 4 | S | Indirect | By CCMP Capital Investors III (Employee), L.P. |
Common Stock | Disposition | 2021-05-03 | 1,179,824 | $13.44 | 7,774,741 | No | 4 | S | Indirect | CCMP Capital Investors III (AV-7), L.P. |
Common Stock | Disposition | 2021-05-03 | 66,749 | $13.44 | 439,861 | No | 4 | S | Indirect | CCMP Capital Investors III (AV-8), L.P. |
Common Stock | Disposition | 2021-05-03 | 1,334,416 | $13.44 | 8,793,464 | No | 4 | S | Indirect | CCMP Capital Investors III (AV-9), L.P. |
Common Stock | Disposition | 2021-05-03 | 87,434 | $13.44 | 576,166 | No | 4 | S | Indirect | CCMP Capital Investors III (AV-10), L.P. |
Common Stock | Disposition | 2021-05-03 | 1,233,530 | $13.44 | 8,128,648 | No | 4 | S | Indirect | Quartz Co-Invest L.P. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By CCMP Capital Investors III, L.P. |
No | 4 | S | Indirect | By CCMP Capital Investors III (Employee), L.P. |
No | 4 | S | Indirect | CCMP Capital Investors III (AV-7), L.P. |
No | 4 | S | Indirect | CCMP Capital Investors III (AV-8), L.P. |
No | 4 | S | Indirect | CCMP Capital Investors III (AV-9), L.P. |
No | 4 | S | Indirect | CCMP Capital Investors III (AV-10), L.P. |
No | 4 | S | Indirect | Quartz Co-Invest L.P. |
Footnotes
- CCMP Capital Associates III, L.P. ("CCMP Capital Associates") is the general partner of each of CCMP Capital Investors III, L.P. ("CCMP Capital Investors"), CCMP Capital Investors III (Employee), L.P. ("CCMP Employee"), CCMP Capital Investors III (AV-7), L.P. ("CCMP AV-7"), CCMP Capital Investors III (AV-8), L.P. ("CCMP AV-8"), CCMP Capital Investors III (AV-9), L.P. ("CCMP AV-9") and CCMP Capital Investors III (AV-10), L.P. ("CCMP AV-10" and, together with CCMP Capital Investors, CCMP Employee, CCMP AV-7, CCMP AV-8 and CCMP AV-9, the "CCMP Capital Funds"). The general partner of CCMP Capital Associates is CCMP Capital Associates III GP, LLC ("CCMP Capital Associates GP").
- CCMP Co-Invest III A GP, LLC ("CCMP Co-Invest GP") is the general partner of Quartz Co-Invest, L.P. ("Quartz" and, together with the CCMP Capital Funds, the "CCMP Investors").
- CCMP Capital Associates GP and CCMP Co-Invest GP are each wholly owned by CCMP Capital, LP. The general partner of CCMP Capital, LP is CCMP Capital GP, LLC. CCMP Capital GP, LLC ultimately exercises voting and dispositive power over the shares of common stock of PQ Group Holdings Inc. held by the CCMP Investors. As a result, each of CCMP Capital Associates, CCMP Capital Associates GP, CCMP Co-Invest GP, CCMP Capital, LP and CCMP Capital GP, LLC may be deemed to share beneficial ownership with respect to certain of the shares of common stock of PQ Group Holdings Inc. held by the CCMP Investors. Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.