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Filing Details

Accession Number:: 0000016918-21-000098
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-05-03 13:00:00
Reporting Period:: 2021-04-29

Accepted Time:: 2021-05-03 16:58:48
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
16918	Constellation Brands Inc.	STZ	Beverages (2080)	160716709

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1531376	A William Newlands	C/O Constellation Brands, Inc. 207 High Point Drive, Building 100 Victor NY 14564	President & Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Common Stock	Acquisiton	2021-04-29	17,160	$0.00	36,204	No	4	C	Direct
Class A Common Stock	Disposition	2021-04-29	2,167	$238.15	34,037	No	4	S	Direct
Class A Common Stock	Disposition	2021-04-29	14,893	$239.31	19,144	No	4	S	Direct
Class A Common Stock	Disposition	2021-04-29	100	$239.85	19,044	No	4	S	Direct
Class A Common Stock	Disposition	2021-04-29	1,536	$238.21	17,508	No	4	S	Direct
Class A Common Stock	Disposition	2021-04-29	8,631	$239.40	8,877	No	4	S	Direct
Class A Common Stock	Acquisiton	2021-05-01	946	$0.00	9,823	No	4	M	Direct
Class A Common Stock	Acquisiton	2021-05-01	5,341	$0.00	15,164	No	4	M	Direct
Class A Common Stock	Disposition	2021-05-01	2,571	$240.32	12,593	No	4	F	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	C	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	M	Direct
No	4	M	Direct
No	4	F	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class 1 (Convertible) Common Stock	Non-Qualified Stock Option (right to buy)	Disposition	2021-04-29	17,160	$0.00	17,160	$117.12
Class A Common Stock	Class 1 (convertible) Common Stock	Acquisiton	2021-04-29	17,160	$117.12	17,160	$0.00
Class A Common Stock	Class 1 (convertible) Common Stock	Disposition	2021-04-29	17,160	$0.00	17,160	$0.00
Class A Common Stock	Performance Share Units	Disposition	2021-05-01	946	$0.00	946	$0.00
Class A Common Stock	Restricted Stock Units	Disposition	2021-05-01	681	$0.00	681	$0.00
Class A Common Stock	Restricted Stock Units	Disposition	2021-05-01	640	$0.00	640	$0.00
Class A Common Stock	Restricted Stock Units	Disposition	2021-05-01	1,446	$0.00	1,446	$0.00
Class A Common Stock	Restricted Stock Units	Disposition	2021-05-01	2,574	$0.00	2,574	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2016-04-28	2025-04-28	No	4	M	Direct
17,160			No	4	M	Direct
0			No	4	C	Direct
0			No	4	M	Direct
0	2018-05-01		No	4	M	Direct
640	2019-05-01		No	4	M	Direct
2,892	2020-05-01		No	4	M	Direct
7,719	2021-05-01		No	4	M	Direct

Footnotes

The reported shares of Class A Common Stock were received upon the conversion of shares of Class 1 Common Stock on a one-to-one basis.
Includes shares of Class A Common Stock acquired in January 2021 under the Constellation Brands, Inc. 1989 Employee Stock Purchase Plan.
Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $237.5500 to $238.5100, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $238.8100 to $239.6600, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $237.7700 to $238.5700, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $238.9900 to $239.9600, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
Each performance share unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock.
Each restricted stock unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock.
100% of this option has become exercisable.
Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.
The performance share units disposed of in the reported transaction vested on May 1, 2021. Vested shares are delivered to the reporting person net of shares withheld to satisfy taxes.
The restricted stock units disposed of in the reported transaction vested on May 1, 2021. Vested shares are delivered to the reporting person net of shares withheld to satisfy taxes.