Filing Details
- Accession Number:
- 0000899243-21-017818
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-05-03 13:00:00
- Reporting Period:
- 2021-04-29
- Accepted Time:
- 2021-05-03 18:27:44
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1704711 | Funko Inc. | FNKO | Games, Toys & Children's Vehicles (No Dolls & Bicycles) (3944) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1784540 | Jennifer Jung Fall | C/O Funko, Inc. 2802 Wetmore Avenue Everett WA 98201 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2021-04-29 | 7,684 | $0.00 | 9,362 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2021-04-30 | 1,932 | $21.42 | 7,430 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Restricted Stock Units | Disposition | 2021-04-29 | 7,684 | $0.00 | 7,684 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
23,054 | No | 4 | A | Direct |
Footnotes
- Shares were sold to cover taxes upon the vesting of restricted stock units on April 29, 2021 pursuant to a standing 10b5-1 instruction letter.
- Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The original 30,738 RSUs subject to the award vested or will vest in four equal installments on each of the first through fourth anniversaries of April 29, 2020, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date., subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.