Home > Insider Trading > Filing (0001437749-21-010671)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1499422	Rbb Bancorp	RBB	State Commercial Banks (6022)	272776416

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1711919	Richard David Morris	1055 Wilshire Blvd Suite 1200 Los Angeles CA 90017	Evp	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, No Par Value	Acquisiton	2021-04-30	9,687	$9.29	23,463	No	4	M	Direct
Common Stock, No Par Value	Disposition	2021-04-30	9,687	$20.86	13,776	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Option (right to buy)	Disposition	2021-04-30	9,687	$9.29	9,687	$9.29

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0		2022-01-01	No	4	M	Direct

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Option (right to buy)	$11.15		2023-01-01	53,813	53,813	Direct
Common Stock	Option (right to buy)	$20.55		2030-01-22	9,000	9,000	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2023-01-01	53,813	53,813	Direct
2030-01-22	9,000	9,000	Direct

Footnotes

Exercise of reporting person's stock options that would otherwise expire 01/01/2022, of which shares were sold to pay the exercise price, to cover withholding taxes, and to pay broker fees and commissions, pursuant to a broker-assisted cashless exercise and sale.
Price reflected is the weighted-average sale price for shares, which were sold in multiple transactions. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or any staff member of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each separate price.
These options vest in three equal annual installments beginning one year after the 01/01/2012 date of grant.
These options vest in three equal annual installments beginning one year after the 01/01/2013 date of grant.
These options vest in three equal annual installments beginning one year after the 01/22/2020 date of grant.