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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1847075	Tradeup Global Corp	TUGC	Blank Checks (6770)	981584130

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1858469	Jianwei Li	C/O Tradeup Global Corporation 437 Madison Avenue, 27Th Floor New York NY 10022	Chief Financial Officer	Yes	Yes	Yes	No
1858472	Tradeup Global Sponsor Llc	C/O Tradeup Global Corporation 437 Madison Avenue, 27Th Floor New York NY 10022		Yes	No	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Ordinary Shares	Acquisiton	2021-05-12	9,780	$10.00	1,074,780	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Ordinary Shares	Class B Ordinary Shares	Disposition	2021-05-12	27,753	$0.00	27,753	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
212,247			No	4	J	Direct

Footnotes

TradeUP Global Sponsor LLC ("Sponsor") holds (i) 1,074,780 Class A Ordinary Shares, par value $0.0001 per share (the "Class A Shares"), of TradeUP Global Corporation (the "Issuer") and (ii) 212,247 Class B Ordinary Shares, par value $0.0001 per share (the "Class B Shares"), of the Issuer. Jianwei Li is the manager of Sponsor.
On May 12, 2021 in connection with the closing of the exercise of the underwriter's over-allotment option, Sponsor purchased from the Issuer 9,780 Class A Shares at a purchase price of $10.00 per share.
This Form 4 reflects the automatic surrender to the Issuer of 27,753 Class B Shares for no consideration by Sponsor pursuant to contractual arrangements with the Issuer, triggered by the election by the underwriter of the issuer's initial public offering not to exercise its option to purchase additional units
TradeUP Global Sponsor LLC is the record holder of the shares reported herein. Jianwei Li is the manager of TradeUP Global Sponsor LLC. As such. Mr. Li may be deemed to have beneficial ownership of the Class B ordinary shares held directly by TradeUP Global Sponsor LLC. Mr. Li disclaims beneficial ownership over any securities owned by our sponsor in which he does not have any pecuniary interest.
The Class B Shares will automatically convert into Class A Shares at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and has no expiration date.