Filing Details
- Accession Number:
- 0001209191-21-032947
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-05-14 19:31:45
- Reporting Period:
- 2021-05-13
- Accepted Time:
- 2021-05-14 19:31:45
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 831547 | Spectrum Pharmaceuticals Inc | SPPI | Pharmaceutical Preparations (2834) | 930979187 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1726378 | J Thomas Riga | 11500 S. Eastern Ave., Suite 240 Henderson NV 89052 | Evp, Coo & Cco | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 Par Value | Disposition | 2021-05-13 | 3,402 | $3.09 | 409,129 | No | 4 | S | Direct | |
| Common Stock, $0.001 Par Value | Disposition | 2021-05-14 | 2,250 | $3.07 | 406,879 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, $0.001 Par Value | 14,139 | Indirect | By 401(k) plan |
Footnotes
- All sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for the purpose of satisfying tax withholding obligations in connection with restricted stock awards granted by the issuer.
Billionaire Hedge Funds
