Filing Details
- Accession Number:
- 0000913760-21-000081
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-05-14 16:31:19
- Reporting Period:
- 2021-05-12
- Accepted Time:
- 2021-05-14 16:31:19
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
913760 | Stonex Group Inc. | SNEX | Security & Commodity Brokers, Dealers, Exchanges & Services (6200) | 592921318 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1208362 | Michael Sean Oconnor | 230 Park Avenue 10Th Floor New York NY 10169 | Ceo/President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-05-12 | 15,584 | $25.91 | 336,529 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-05-12 | 9,787 | $70.00 | 326,742 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common | Stock Options | Disposition | 2021-05-12 | 15,584 | $0.00 | 15,584 | $25.91 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
324,416 | 2016-12-16 | 2021-12-16 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 61,290 | Indirect | By Trust |
Common Stock | 780,434 | Indirect | Darseaker Limited |
Footnotes
- All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.