Home > Insider Trading > Filing (0001689923-21-000058)

Filing Details

Accession Number:: 0001689923-21-000058
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-05-14 16:22:19
Reporting Period:: 2021-05-12

Accepted Time:: 2021-05-14 16:22:19
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1689923	Alteryx Inc.	AYX	Services-Prepackaged Software (7372)	900673106

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1699950	Dean Stoecker	C/O Alteryx, Inc. 3345 Michelson Drive, Suite 400 Irvine CA 92612		Yes	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Disposition	2021-05-12	6,800	$78.27	53,200	No	4	S	Indirect	By The Dean A. Stoecker Trust dated December 16, 2013
Class A Common Stock	Disposition	2021-05-12	700	$78.95	52,500	No	4	S	Indirect	By The Dean A. Stoecker Trust dated December 16, 2013
Class A Common Stock	Disposition	2021-05-13	3,000	$74.94	49,500	No	4	S	Indirect	By The Dean A. Stoecker Trust dated December 16, 2013
Class A Common Stock	Disposition	2021-05-13	2,200	$76.04	47,300	No	4	S	Indirect	By The Dean A. Stoecker Trust dated December 16, 2013
Class A Common Stock	Disposition	2021-05-13	1,100	$76.82	46,200	No	4	S	Indirect	By The Dean A. Stoecker Trust dated December 16, 2013
Class A Common Stock	Disposition	2021-05-13	700	$77.55	45,500	No	4	S	Indirect	By The Dean A. Stoecker Trust dated December 16, 2013
Class A Common Stock	Disposition	2021-05-13	500	$78.93	45,000	No	4	S	Indirect	By The Dean A. Stoecker Trust dated December 16, 2013
Class A Common Stock	Acquisiton	2021-05-13	2,397	$0.00	93,448	No	4	A	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	By The Dean A. Stoecker Trust dated December 16, 2013
No	4	S	Indirect	By The Dean A. Stoecker Trust dated December 16, 2013
No	4	S	Indirect	By The Dean A. Stoecker Trust dated December 16, 2013
No	4	S	Indirect	By The Dean A. Stoecker Trust dated December 16, 2013
No	4	S	Indirect	By The Dean A. Stoecker Trust dated December 16, 2013
No	4	S	Indirect	By The Dean A. Stoecker Trust dated December 16, 2013
No	4	S	Indirect	By The Dean A. Stoecker Trust dated December 16, 2013
No	4	A	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Stock	12,449	Indirect	By TAILY, LLC
Class A Common Stock	10,599	Indirect	By TRILY, LLC

Footnotes

Sale of shares made pursuant to and in accordance with the requirements of Rule 10b5-1 under the Securities Exchange Act of 1934, as amended, under a plan adopted by the Reporting Person on September 3, 2020.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.83 to $78.80, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
The Reporting Person serves as trustee and beneficiary of The Dean A. Stoecker Trust dated December 16, 2013 (the "Stoecker Trust") and has voting and dispositive authority with respect to the shares owned by the Stoecker Trust.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.82 to $79.11, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.32 to $75.31, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.38 to $76.33, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.38 to $77.36, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.41 to $77.73, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.55 to $79.11, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
Represents an annual award of restricted stock units ("RSUs") under the non-employee director compensation policy (the "Annual Award") of Alteryx, Inc. (the "Issuer"). The Annual Award shall fully vest on the earlier of (a) the date of the next annual meeting of the Issuer's stockholders and (b) May 13, 2022, in each case, so long as the director continues to provide services to the Issuer through such date. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting.
Includes 47,498 unvested shares subject to awards of RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting.
The Reporting Person has sole voting and dispositive authority with respect to shares owned by the LLC.