Filing Details
- Accession Number:
- 0001732966-21-000002
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2021-05-14 16:06:11
- Reporting Period:
- 2021-03-31
- Accepted Time:
- 2021-05-14 16:06:11
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1681717 | Relative Value Fund | VFLEX | () | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1732966 | D Michael Peck | 225 W Wacker Drive Suite 2100 Chicago IL 60606 | President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Acquisiton | 2021-01-11 | 17,816 | $25.55 | 0 | No | 4 | P | Indirect | VIVALDI CAPITAL MANAGEMENT LLC |
Common Shares | Disposition | 2021-03-31 | 17,816 | $26.63 | 0 | No | 4 | S | Indirect | VIVALDI CAPITAL MANAGEMENT LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | VIVALDI CAPITAL MANAGEMENT LLC |
No | 4 | S | Indirect | VIVALDI CAPITAL MANAGEMENT LLC |
Footnotes
- An affiliate of the adviser acquired the security in their error account custodied at TD Ameritrade as a result of a trade error.
- Sale was executed by TD Ameritrade on a discretionary basis as custodian for an error account of an affiliate of the adviser. Gain was contributed to a charity in accordance with TD Ameritrade's policies.