Filing Details
- Accession Number:
- 0001039828-21-000036
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-05-14 13:12:53
- Reporting Period:
- 2021-05-12
- Accepted Time:
- 2021-05-14 13:12:53
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1039828 | American Equity Investment Life Holding Co | AEL | Life Insurance (6311) | 421447959 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1341197 | L Robert Howe | 6000 Westown Parkway West Des Moines IA 50266 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-05-12 | 15,000 | $12.26 | 70,500 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-05-12 | 6,143 | $30.01 | 64,357 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Options - Right to Buy | Disposition | 2021-05-12 | 15,000 | $0.00 | 15,000 | $12.26 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2014-06-09 | 2021-06-09 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $30.00 to $30.04. The price reported in column 4 is an average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and the prices at which the transactions were settled.
Billionaire Hedge Funds
