Filing Details
- Accession Number:
- 0001104659-21-066110
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-05-13 18:15:22
- Reporting Period:
- 2021-05-11
- Accepted Time:
- 2021-05-13 18:15:22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 903651 | Innodata Inc | INOD | Services-Computer Processing & Data Preparation (7374) | 133475943 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1161075 | Ashok Mishra | C/O Innodata Inc. 55 Challenger Road Ridgefield Park NJ 07660 | Evp And Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-05-11 | 50,000 | $2.85 | 50,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-05-11 | 50,000 | $6.23 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-05-12 | 4,893 | $2.85 | 4,893 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-05-12 | 4,893 | $6.12 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-05-13 | 30,952 | $2.85 | 30,952 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-05-13 | 30,952 | $6.06 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2021-05-11 | 50,000 | $0.00 | 50,000 | $2.85 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2021-05-12 | 4,893 | $0.00 | 4,893 | $2.85 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2021-05-13 | 30,952 | $0.00 | 30,952 | $2.85 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 130,000 | 2025-12-30 | No | 4 | M | Direct | |
| 125,107 | 2025-12-30 | No | 4 | M | Direct | |
| 94,155 | 2025-12-30 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $6.10 to $6.40. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $6.10 to $6.22. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $6.00 to $6.29. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- These stock options were originally granted to the reporting person on December 31, 2015 and became fully-vested on December 31, 2018.
Billionaire Hedge Funds
