Filing Details
- Accession Number:
- 0001757201-21-000079
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-05-13 17:47:32
- Reporting Period:
- 2021-05-11
- Accepted Time:
- 2021-05-13 17:47:32
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1224608 | Cno Financial Group Inc. | CNO | Accident & Health Insurance (6321) | 753108137 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1614708 | C Gary Bhojwani | C/O Cno Financial Group, Inc. 11825 N. Pennsylvania Street Carmel IN 46032 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-05-11 | 55,167 | $18.43 | 252,271 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-05-11 | 55,167 | $27.02 | 197,104 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-05-12 | 35,433 | $18.43 | 232,537 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-05-12 | 35,433 | $26.89 | 197,104 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2021-05-11 | 55,167 | $0.00 | 55,167 | $18.43 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2021-05-12 | 35,433 | $0.00 | 35,433 | $18.43 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 35,433 | 2026-05-05 | No | 4 | M | Direct | |
| 0 | 2026-05-05 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 304,386 | Indirect | Gary C. Bhojwani Revocable Trust |
| Common Stock | 32,320 | Indirect | Gary C. Bhojwani Irrevocable Trust |
| Common Stock | 3,732 | Indirect | Gary C. Bhojwani Irrevocable Trust |
Footnotes
- Sales at prices ranging from $27.00 per share to $27.17 per share. Reporting person will provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the issuer, or any security holder of the issuer.
- One-half of these options vested on May 5, 2018 and one-half vested on May 5, 2019.
- Sales at prices ranging from $26.75 per share to $27.12 per share. Reporting person will provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the issuer, or any security holder of the issuer.
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