Filing Details
- Accession Number:
- 0000898770-21-000048
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-05-13 17:06:10
- Reporting Period:
- 2021-05-11
- Accepted Time:
- 2021-05-13 17:06:10
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 898770 | Sharps Compliance Corp | SMED | Hazardous Waste Management (4955) | 742657168 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1626174 | Dennis Halligan | 9220 Kirby Drive Houston TX 77054 | Vice President Of Marketing | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-05-11 | 6,150 | $6.74 | 6,150 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-05-11 | 6,150 | $16.59 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-05-11 | 25,000 | $4.28 | 25,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-05-11 | 25,000 | $16.59 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Sharps Compliance 2010 Stock Plan Options | Sharps Compliance 2010 Stock Plan Options | Disposition | 2021-05-11 | 6,150 | $6.74 | 6,150 | $6.74 |
| Sharps Compliance 2010 Stock Plan Options | Sharps Compliance 2010 Stock Plan Options | Disposition | 2021-05-11 | 25,000 | $4.28 | 25,000 | $4.28 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 70,000 | 2016-08-28 | 2022-08-28 | No | 4 | M | Direct |
| 45,000 | 2015-11-20 | 2021-11-20 | No | 4 | M | Direct |
Footnotes
- Cashless exercise and immediate sale through a broker of a stock award granted on August 28, 2015. All shares were issued under the Sharps Compliance Corp. 2010 Stock Plan and were scheduled to expire on August 28, 2022.
- This represents the weighted average sale of 31,150 shares. Shares were sold between a range of $16.52 and $16.74.
- Cashless exercise and immediate sale through a broker of a stock award granted on November 20, 2014. All shares were issued under the Sharps Compliance Corp. 2010 Stock Plan and were scheduled to expire on November 20, 2021.
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