Filing Details
- Accession Number:
- 0000898770-21-000047
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-05-13 17:04:15
- Reporting Period:
- 2021-05-11
- Accepted Time:
- 2021-05-13 17:04:15
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 898770 | Sharps Compliance Corp | SMED | Hazardous Waste Management (4955) | 742657168 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1158037 | P David Tusa | 9220 Kirby Drive Suite 500 Houston TX 77054 | Ceo And President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-05-11 | 16,100 | $3.80 | 104,188 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-05-11 | 16,100 | $16.75 | 88,088 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-05-12 | 29,603 | $3.80 | 117,691 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-05-12 | 29,603 | $16.52 | 88,088 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-05-13 | 24,238 | $3.80 | 112,326 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-05-13 | 24,238 | $16.15 | 88,088 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Sharps Compliance 2010 Stock Plan Options | Disposition | 2021-05-11 | 16,100 | $3.80 | 16,100 | $3.80 |
| Common Stock | Sharps Compliance 2010 Stock Plan Options | Disposition | 2021-05-12 | 29,603 | $3.80 | 29,603 | $3.80 |
| Common Stock | Sharps Compliance 2010 Stock Plan Options | Disposition | 2021-05-13 | 24,238 | $3.80 | 24,238 | $3.80 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 372,681 | 2020-02-13 | 2026-02-13 | No | 4 | M | Direct |
| 343,078 | 2020-02-13 | 2026-02-13 | No | 4 | M | Direct |
| 318,840 | 2020-02-13 | 2026-02-13 | No | 4 | M | Direct |
Footnotes
- Cashless exercise and immediate sale through a broker of a stock award granted on February 13, 2019. All shares were issued under the Sharps Compliance Corp. 2010 Stock Plan and were scheduled to expire on February 13, 2026.
- This represents the weighted average sale of 16,100 shares. Shares were sold between a range of $16.70 and $16.92.
- This represents the weighted average sale of 29,603 shares. Shares were sold between a range of $16.42 and $16.99.
- This represents the weighted average sale of 24,238 shares. Shares were sold between a range of $16.15 and $16.40.
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