Filing Details
- Accession Number:
- 0001127602-21-016557
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-05-13 16:13:39
- Reporting Period:
- 2021-05-12
- Accepted Time:
- 2021-05-13 16:13:39
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1535929 | Voya Financial Inc. | VOYA | Life Insurance (6311) | 521222820 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1685164 | Nancy Ferrara | 230 Park Avenue New York NY 10169 | See Remarks | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2021-05-12 | 3,000 | $66.48 | 31,816 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | $0.00 | 8,682 | 8,682 | Direct | ||
| Common Stock | Performance Stock Unit | $0.00 | 16,104 | 16,104 | Direct | ||
| Common Stock | Performance-Based Stock Options | $0.00 | 106,974 | 106,974 | Direct | ||
| Common Stock | Deferred Savings Plan Issuer Stock Units | $0.00 | 7,203 | 7,203 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 8,682 | 8,682 | Direct | |
| 16,104 | 16,104 | Direct | |
| 106,974 | 106,974 | Direct | |
| 7,203 | 7,203 | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $65.76 to $67.55. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
- The options vest based on the conditions set forth in their respective agreements.
- The stock units will vest based on their respective award agreements.
- The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certainperformance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date canrange from 0% to 150% of the number presented above.
- Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.
- Includes dividend of 18.925 shares.
Billionaire Hedge Funds
