Filing Details
- Accession Number:
- 0001707267-21-000008
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-05-13 16:10:21
- Reporting Period:
- 2021-05-11
- Accepted Time:
- 2021-05-13 16:10:21
- SEC Url:
- Form 4 Filing
Issuer
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1221280 | Ralph Bartel | Casella Postale 823 6612 Ascona V8 6612 | Yes | No | Yes | No | |
| 1349132 | Azzurro Capital Inc | C/O First Rock Directors Ltd. Sovereign Place 117 Main Street J1 GX11 1AA | No | No | Yes | No | |
| 1349156 | Trust 2005 Bartel Ralph | C/O Fedelta Trust Limited 29/31 Athol Street, Omar House Bldg Isle Of Man X0 1M11LB | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2021-05-11 | 21,968 | $17.32 | 4,602,582 | No | 4 | S | Indirect | Shares were sold by Azzurro Capital Inc. |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | Shares were sold by Azzurro Capital Inc. |
Footnotes
- The reporting person acquired a total of 106,425 shares of common stock of the issuer during the six months preceding the date of the sales reported on this Form, as disclosed in Form 4 filings on May 3, May 6 and May 10, 2021. The prices paid for a portion of those shares were lower than the prices received for the shares sold as reported on this Form. Accordingly, such sale transactions have resulted in liability by the reporting person to the issuer under Section 16 of the Securities Exchange Act, in an amount representing the profit recognized by the reporting person on the sale of the 21,968 shares sold as reported hereunder, in the amount of $24,620.55, determined on the basis of the lowest prices paid for the corresponding number of shares so purchased. The reporting person has informed the issuer of this matter and has paid that amount to the issuer in satisfaction of the obligation under Section 16.
- Sale prices for the shares sold ranged from $17.15 to $17.50 per share.
- The reporting person undertakes to provide, upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each price.
- Indirect ownership applies to Ralph Bartel and the Ralph Bartel 2005 Trust.
Billionaire Hedge Funds
