Filing Details
- Accession Number:
- 0000899243-21-017486
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-04-29 21:20:23
- Reporting Period:
- 2021-04-27
- Accepted Time:
- 2021-04-29 21:20:23
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1630627 | Treace Medical Concepts Inc. | TMCI | Surgical & Medical Instruments & Apparatus (3841) | 471052611 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1856380 | T. John Treace | C/O Treace Medical Concepts, Inc. 203 Fort Wade Rd., Suite 150 Ponte Vedra FL 32081 | Chief Executive Officer | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-04-27 | 299,510 | $0.00 | 11,171,385 | No | 4 | C | Direct | |
Common Stock | Disposition | 2021-04-27 | 5,253,805 | $17.00 | 5,917,580 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A Preferred Stock | Acquisiton | 2021-04-27 | 6,932 | $0.00 | 6,932 | $0.00 |
Common Stock | Series A Preferred Stock | Disposition | 2021-04-27 | 299,510 | $0.00 | 299,510 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
299,510 | No | 4 | J | Direct | ||
0 | No | 4 | C | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,605,000 | Indirect | By Wife |
Common Stock | 1,471,250 | Indirect | By Wife as co-trustee of the JTT Irrevocable Trust dated September 30, 2020 |
Common Stock | 1,839,063 | Indirect | As Trustee of the Tracy W. Treace Irrevocable Trust dated September 25, 2020 |
Footnotes
- Each share of the Issuer's Series A Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock immediately upon the closing of the Issuer's initial public offering. The shares had no expiration date.
- These shares were sold by the Reporting Person as a selling stockholder in conjuction with the Issuer's Form S-1 filing, Registration Number 333-254863. The offering closed on April 27, 2021. The reported sale price reflects the price at which the Reporting Person sold shares to the underwriters.
- The Reporting Person disclaims beneficial ownership of shares held by his wife directly or in trusts for which his wife serves as trustee or co-trustee.
- The Reporting Person received Series A Preferred Stock as a payment-in-kind dividend.