Filing Details

Accession Number:
0000899243-21-017486
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-04-29 21:20:23
Reporting Period:
2021-04-27
Accepted Time:
2021-04-29 21:20:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1630627 Treace Medical Concepts Inc. TMCI Surgical & Medical Instruments & Apparatus (3841) 471052611
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1856380 T. John Treace C/O Treace Medical Concepts, Inc.
203 Fort Wade Rd., Suite 150
Ponte Vedra FL 32081
Chief Executive Officer Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-04-27 299,510 $0.00 11,171,385 No 4 C Direct
Common Stock Disposition 2021-04-27 5,253,805 $17.00 5,917,580 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series A Preferred Stock Acquisiton 2021-04-27 6,932 $0.00 6,932 $0.00
Common Stock Series A Preferred Stock Disposition 2021-04-27 299,510 $0.00 299,510 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
299,510 No 4 J Direct
0 No 4 C Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,605,000 Indirect By Wife
Common Stock 1,471,250 Indirect By Wife as co-trustee of the JTT Irrevocable Trust dated September 30, 2020
Common Stock 1,839,063 Indirect As Trustee of the Tracy W. Treace Irrevocable Trust dated September 25, 2020
Footnotes
  1. Each share of the Issuer's Series A Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock immediately upon the closing of the Issuer's initial public offering. The shares had no expiration date.
  2. These shares were sold by the Reporting Person as a selling stockholder in conjuction with the Issuer's Form S-1 filing, Registration Number 333-254863. The offering closed on April 27, 2021. The reported sale price reflects the price at which the Reporting Person sold shares to the underwriters.
  3. The Reporting Person disclaims beneficial ownership of shares held by his wife directly or in trusts for which his wife serves as trustee or co-trustee.
  4. The Reporting Person received Series A Preferred Stock as a payment-in-kind dividend.