Filing Details

Accession Number:
0000899243-21-017470
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-04-29 21:13:56
Reporting Period:
2021-04-27
Accepted Time:
2021-04-29 21:13:56
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1630627 Treace Medical Concepts Inc. TMCI () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1185249 R John Treace C/O Treace Medical Concepts, Inc.
203 Fort Wade Rd., Suite 150
Ponte Vedra FL 32081
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-04-27 427,875 $0.00 2,707,856 No 4 C Indirect John R. Treace and Ginger D. Treace JTTEN
Common Stock Disposition 2021-04-27 401,250 $17.00 2,306,606 No 4 S Indirect John R. Treace and Ginger D. Treace JTTEN
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect John R. Treace and Ginger D. Treace JTTEN
No 4 S Indirect John R. Treace and Ginger D. Treace JTTEN
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series A Preferred Stock Acquisiton 2021-04-27 9,906 $0.00 9,906 $0.00
Common Stock Series A Preferred Stock Disposition 2021-04-27 427,875 $0.00 427,875 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
9,906 No 4 J Indirect
0 No 4 C Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 535,000 Indirect As Trustee of the JTT Trust forDescendants dated October 5, 2020
Common Stock 568,437 Indirect As Trustee of the TWT Irrevocable Trust dated September 30, 2020
Footnotes
  1. Each share of the Issuer's Series A Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock immediately upon the closing of the Issuer's initial public offering. The shares had no expiration date.
  2. These shares were sold by the Reporting Person as a selling stockholder in conjuction with the Issuer's Form S-1 filing, Registration Number 333-254863. The offering closed on April 27, 2021. The reported sale price reflects the price at which the Reporting Person sold shares to the underwriters.
  3. The Reporting Person disclaims beneficial ownership of shares held in trusts for which he is a co-trustee.
  4. The Reporting Person received Series A Preferred Stock as a payment-in-kind dividend.