Filing Details
- Accession Number:
- 0000899243-21-017470
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-04-29 21:13:56
- Reporting Period:
- 2021-04-27
- Accepted Time:
- 2021-04-29 21:13:56
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1630627 | Treace Medical Concepts Inc. | TMCI | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1185249 | R John Treace | C/O Treace Medical Concepts, Inc. 203 Fort Wade Rd., Suite 150 Ponte Vedra FL 32081 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-04-27 | 427,875 | $0.00 | 2,707,856 | No | 4 | C | Indirect | John R. Treace and Ginger D. Treace JTTEN |
Common Stock | Disposition | 2021-04-27 | 401,250 | $17.00 | 2,306,606 | No | 4 | S | Indirect | John R. Treace and Ginger D. Treace JTTEN |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | John R. Treace and Ginger D. Treace JTTEN |
No | 4 | S | Indirect | John R. Treace and Ginger D. Treace JTTEN |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A Preferred Stock | Acquisiton | 2021-04-27 | 9,906 | $0.00 | 9,906 | $0.00 |
Common Stock | Series A Preferred Stock | Disposition | 2021-04-27 | 427,875 | $0.00 | 427,875 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
9,906 | No | 4 | J | Indirect | ||
0 | No | 4 | C | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 535,000 | Indirect | As Trustee of the JTT Trust forDescendants dated October 5, 2020 |
Common Stock | 568,437 | Indirect | As Trustee of the TWT Irrevocable Trust dated September 30, 2020 |
Footnotes
- Each share of the Issuer's Series A Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock immediately upon the closing of the Issuer's initial public offering. The shares had no expiration date.
- These shares were sold by the Reporting Person as a selling stockholder in conjuction with the Issuer's Form S-1 filing, Registration Number 333-254863. The offering closed on April 27, 2021. The reported sale price reflects the price at which the Reporting Person sold shares to the underwriters.
- The Reporting Person disclaims beneficial ownership of shares held in trusts for which he is a co-trustee.
- The Reporting Person received Series A Preferred Stock as a payment-in-kind dividend.