Filing Details

Accession Number:
0001225208-21-007256
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-04-29 18:44:52
Reporting Period:
2021-04-29
Accepted Time:
2021-04-29 18:44:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
316709 Schwab Charles Corp SCHW Security Brokers, Dealers & Flotation Companies (6211) 943025021
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1276501 R Joseph Martinetto 3000 Schwab Way
Westlake TX 76262
Senior Evp And Coo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-04-29 119,905 $26.39 344,989 No 4 M Indirect by Trust
Common Stock Acquisiton 2021-04-29 105,295 $30.17 450,284 No 4 M Indirect by Trust
Common Stock Acquisiton 2021-04-29 30,121 $31.44 480,405 No 4 M Indirect by Trust
Common Stock Disposition 2021-04-29 255,321 $71.70 225,084 No 4 S Indirect by Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Indirect by Trust
No 4 M Indirect by Trust
No 4 M Indirect by Trust
No 4 S Indirect by Trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Nonqualified Stock Option (right to buy) Disposition 2021-04-29 30,121 $0.00 30,121 $31.44
Common Stock Nonqualified Stock Option (right to buy) Disposition 2021-04-29 119,905 $0.00 119,905 $26.39
Common Stock Nonqualified Stock Option (right to buy) Disposition 2021-04-29 105,295 $0.00 105,295 $30.17
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2025-06-01 No 4 M Direct
0 2017-03-01 2026-03-01 No 4 M Direct
0 2016-03-02 2025-03-02 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 645 Indirect by ESOP
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $71.41 to $72.15. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  2. The date first exercisable is 6/01/2016.