Filing Details
- Accession Number:
- 0001062993-21-003921
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-04-29 16:15:55
- Reporting Period:
- 2021-04-28
- Accepted Time:
- 2021-04-29 16:15:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1781335 | Otis Worldwide Corp | OTIS | Electronic & Other Electrical Equipment (No Computer Equip) (3600) | 833789412 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1807749 | Peiming Zheng | 1 Carrier Place Farmington CT 06032 | President, Otis China | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-04-28 | 3,788 | $39.51 | 19,022 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-04-28 | 1,901 | $78.70 | 17,135 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2021-04-28 | 1,887 | $78.76 | 15,234 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2021-04-28 | 15,234 | $78.67 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | D | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Right | Disposition | 2021-04-28 | 3,788 | $0.00 | 3,788 | $39.51 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2015-01-03 | 2022-01-02 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.6311 to $78.7450, inclusive. The reporting person undertakes to provide the registrant, any security holder of the registrant, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.
Billionaire Hedge Funds
