Filing Details
- Accession Number:
- 0001371285-21-000140
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2021-04-28 17:15:56
- Reporting Period:
- 2021-02-25
- Accepted Time:
- 2021-04-28 17:15:56
- Original Submission Date:
- 2021-03-01
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1371285 | Trupanion Inc. | TRUP | Hospital & Medical Service Plans (6324) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1622728 | Asher Bearman | C/O Trupanion, Inc. 6100 4Th Avenue S, Suite 200 Seattle WA 98108 | Evp, Business Development | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-02-25 | 1,220 | $0.00 | 2,264 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-02-25 | 393 | $94.72 | 1,871 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2021-02-25 | 2,080 | $0.00 | 3,951 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-02-25 | 670 | $94.72 | 3,281 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2021-02-25 | 8,686 | $0.00 | 11,967 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-02-25 | 3,108 | $94.72 | 8,859 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2021-02-26 | 7,815 | $96.51 | 1,044 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-02-26 | 67,162 | $4.77 | 68,206 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Unit (RSU) | Disposition | 2021-02-25 | 1,220 | $0.00 | 1,220 | $0.00 |
| Common Stock | Restricted Stock Unit (RSU) | Disposition | 2021-02-25 | 2,080 | $0.00 | 2,080 | $0.00 |
| Common Stock | Restricted Stock Unit (RSU) | Disposition | 2021-02-25 | 8,686 | $0.00 | 8,686 | $0.00 |
| Common Stock | Stock Option (right to buy) | Disposition | 2021-02-25 | 67,162 | $0.00 | 67,162 | $4.77 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 4,878 | 2022-02-25 | No | 4 | M | Direct | |
| 16,634 | 2023-02-25 | No | 4 | M | Direct | |
| 26,055 | 2024-02-25 | No | 4 | M | Direct | |
| 0 | 2023-08-02 | No | 4 | M | Direct |
Footnotes
- Restricted stock units convert into common stock on a one-for-one basis.
- This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.
- This Form 4 amendment corrects the number of shares of common stock withheld by the issuer to satisfy its income tax withholding. The original Form 4 filing erroneously reported 454 shares withheld. The corrected number of shares withheld by issuer is 393 shares.
- This Form 4 amendment corrects the number of shares of common stock withheld by the issuer to satisfy its income tax withholding. The original Form 4 filing erroneously reported 735 shares withheld. The corrected number of shares withheld by issuer is 670 shares.
- This Form 4 amendment corrects the number of shares of common stock withheld by the issuer to satisfy its income tax withholding. The original Form 4 filing erroneously reported 3,358 shares withheld. The corrected number of shares withheld by issuer is 3,108 shares.
- This Form 4 amendment corrects the date of this transaction from 2/25/2021 to 2/26/2021.
- Sale was made to cover tax obligations.
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.29 to $97.21 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (8).
- The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2019, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.
- The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2020, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.
- The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2021, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date.
- This stock option grant is fully vested.
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