Filing Details
- Accession Number:
- 0000106640-21-000100
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-04-28 16:52:17
- Reporting Period:
- 2021-04-26
- Accepted Time:
- 2021-04-28 16:52:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 106640 | Whirlpool Corp | WHR | Household Appliances (3630) | 381490038 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1624146 | T. Joseph Liotine | C/O Whirlpool Corporation 2000 N. M-63 Benton Harbor MI 49022 | Exec Vice President & Pres Na | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2021-03-09 | 82 | $0.00 | 26,749 | No | 5 | G | Direct | |
| Common Stock | Disposition | 2021-04-26 | 7,067 | $238.66 | 19,682 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-04-26 | 10,966 | $236.81 | 8,716 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-04-26 | 6,810 | $132.19 | 15,526 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-04-26 | 8,176 | $177.19 | 23,702 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-04-26 | 7,099 | $172.70 | 30,801 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-04-26 | 8,314 | $139.36 | 39,115 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-04-26 | 900 | $234.41 | 38,215 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-04-26 | 3,449 | $235.37 | 34,766 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-04-26 | 19,492 | $236.37 | 15,274 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-04-26 | 6,258 | $237.26 | 9,016 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-04-26 | 300 | $238.66 | 8,716 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-04-26 | 209 | $0.00 | 8,507 | No | 5 | G | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 5 | G | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common | Employee Stock Options (Right to Buy) | Disposition | 2021-04-26 | 6,810 | $0.00 | 6,810 | $132.19 |
| Common | Employee Stock Options (Right to Buy) | Disposition | 2021-04-26 | 8,176 | $0.00 | 8,176 | $177.19 |
| Common | Employee Stock Option (Right to Buy) | Disposition | 2021-04-26 | 7,099 | $0.00 | 7,099 | $172.70 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2021-04-26 | 8,314 | $0.00 | 8,314 | $139.36 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2017-02-15 | 2026-02-15 | No | 4 | M | Direct |
| 0 | 2018-02-20 | 2027-02-20 | No | 4 | M | Direct |
| 3,496 | 2019-02-19 | 2028-02-19 | No | 4 | M | Direct |
| 16,622 | 2020-02-18 | 2029-02-18 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 3,457 | Indirect | 401(k) Stock Fund |
Footnotes
- The sale of 7,067 shares was effected pursuant to a previously established Rule 10b5-1 trading plan.
- The sale of 10,966 shares at prices ranging from $236.49 to $237.24. The reporting person undertakes to provide Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth.
- The exercise of stock options on this Form 4 was effected pursuant to a previously established Rule 10b5-1 trading plan. Mr. Liotine exercised stock options that were due to expire on 2/15/2026, 2/20/2027, 2/19/2028, and 2/18/2029. The 3,496 remaining stock options vested on 2/19/2021. For the 16,622 remaining stock options, 8,311 vested on 2/18/2021 and 8,311 will vest on 2/18/2022.
- The sale of 900 shares of stock at prices ranging from $233.87 to $234.86. The reporting person undertakes to provide Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth.
- The sale of 3,449 shares of stock at prices ranging from $234.87 to $235.85. The reporting person undertakes to provide Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth.
- The sale of 19,492 shares of stock at prices ranging from $235.89 to $236.88. The reporting person undertakes to provide Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth.
- The sale of 6,258 shares of stock at prices ranging from $236.89 to $237.78. The reporting person undertakes to provide Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth.
- The sale of 300 shares of stock at $238.66.
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