Filing Details
- Accession Number:
- 0001562180-21-002972
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-04-28 06:01:31
- Reporting Period:
- 2021-04-23
- Accepted Time:
- 2021-04-28 06:01:31
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1577368 | Qts Realty Trust Inc. | QTS | Real Estate Investment Trusts (6798) | 462809094 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1587364 | L. Chad Williams | C/O Qts Realty Trust, Inc. 12851 Foster Street Overland Park KS 66213 | Chief Executive Officer | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2021-04-23 | 2,400 | $0.00 | 228,027 | No | 4 | C | Direct | |
Class A Common Stock | Disposition | 2021-04-23 | 2,400 | $67.02 | 225,627 | No | 4 | S | Direct | |
Class A Common Stock | Acquisiton | 2021-04-23 | 49 | $0.00 | 3,927 | No | 4 | M | Indirect | Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Indirect | Footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Class A units of Operating Partnership | Disposition | 2021-04-23 | 2,400 | $0.00 | 2,400 | $0.00 |
Class A Common Stock | Class B Common Stock | Disposition | 2021-04-23 | 49 | $0.00 | 49 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
58,687 | No | 4 | C | Indirect | ||
124,481 | No | 4 | M | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 41,145 | Indirect | Footnote |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Common Stock | Class A Units of Operating Partnership | $0.00 | 6,041,200 | 6,041,200 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
6,041,200 | 6,041,200 | Indirect |
Footnotes
- Shares of Class A common stock were acquired upon Mr. Williams' redemption of Class A units of the Operating Partnership. Class A units are redeemable for cash or, at the operating partnership's election, shares of the Company's Class A common stock on a one-for-one basis, beginning November 1, 2014, which was one year following the beginning of the first full calendar month following the closing of the Company's initial public offering.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.00 to $67.06, inclusive. The reporting person undertakes to provide to QTS Realty Trust, Inc., any security holder of QTS Realty Trust, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote.
- The Class B common stock converted automatically into shares of Class A common stock upon the redemption of certain Class A units of the Operating Partnership of QTS Realty Trust, Inc.
- Securities held by a family limited liability company of which Mr. Williams is the manager.
- Securities held by three separate Trusts of which Mr. Williams is the trustee.
- Class A units are redeemable for cash or, at the operating partnership's election, shares of the Company's Class A common stock on a one-for-one basis, beginning November 1, 2014, which was one year following the beginning of the first full calendar month following the closing of the Company's initial public offering.
- Securities are held by 13 separate family trusts of which Mr. Williams is the trustee and 2 separate family limited liability companies over which Mr. Williams has managerial authority.