Filing Details

Accession Number:
0001562180-21-002972
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-04-28 06:01:31
Reporting Period:
2021-04-23
Accepted Time:
2021-04-28 06:01:31
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1577368 Qts Realty Trust Inc. QTS Real Estate Investment Trusts (6798) 462809094
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1587364 L. Chad Williams C/O Qts Realty Trust, Inc.
12851 Foster Street
Overland Park KS 66213
Chief Executive Officer No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2021-04-23 2,400 $0.00 228,027 No 4 C Direct
Class A Common Stock Disposition 2021-04-23 2,400 $67.02 225,627 No 4 S Direct
Class A Common Stock Acquisiton 2021-04-23 49 $0.00 3,927 No 4 M Indirect Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 S Direct
No 4 M Indirect Footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Class A units of Operating Partnership Disposition 2021-04-23 2,400 $0.00 2,400 $0.00
Class A Common Stock Class B Common Stock Disposition 2021-04-23 49 $0.00 49 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
58,687 No 4 C Indirect
124,481 No 4 M Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 41,145 Indirect Footnote
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Class A Units of Operating Partnership $0.00 6,041,200 6,041,200 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
6,041,200 6,041,200 Indirect
Footnotes
  1. Shares of Class A common stock were acquired upon Mr. Williams' redemption of Class A units of the Operating Partnership. Class A units are redeemable for cash or, at the operating partnership's election, shares of the Company's Class A common stock on a one-for-one basis, beginning November 1, 2014, which was one year following the beginning of the first full calendar month following the closing of the Company's initial public offering.
  2. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.00 to $67.06, inclusive. The reporting person undertakes to provide to QTS Realty Trust, Inc., any security holder of QTS Realty Trust, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote.
  4. The Class B common stock converted automatically into shares of Class A common stock upon the redemption of certain Class A units of the Operating Partnership of QTS Realty Trust, Inc.
  5. Securities held by a family limited liability company of which Mr. Williams is the manager.
  6. Securities held by three separate Trusts of which Mr. Williams is the trustee.
  7. Class A units are redeemable for cash or, at the operating partnership's election, shares of the Company's Class A common stock on a one-for-one basis, beginning November 1, 2014, which was one year following the beginning of the first full calendar month following the closing of the Company's initial public offering.
  8. Securities are held by 13 separate family trusts of which Mr. Williams is the trustee and 2 separate family limited liability companies over which Mr. Williams has managerial authority.