Filing Details
- Accession Number:
- 0001562180-21-002961
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-04-27 10:56:34
- Reporting Period:
- 2021-04-26
- Accepted Time:
- 2021-04-27 10:56:34
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1378946 | People's United Financial Inc. | PBCT | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1116288 | K David Norton | People'S United Bank 850 Main Street Bridgeport CT 06604 | Sr Ex Vp & Chief Hr Offcr | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-04-26 | 54,097 | $14.85 | 183,870 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-04-26 | 94,218 | $14.57 | 278,088 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-04-26 | 54,097 | $18.09 | 223,991 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-04-26 | 94,218 | $18.07 | 129,773 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Option to Buy | Disposition | 2021-04-26 | 54,097 | $0.00 | 54,097 | $14.85 |
| Common Stock | Employee Option to Buy | Disposition | 2021-04-26 | 94,218 | $0.00 | 94,218 | $14.57 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2025-02-19 | No | 4 | M | Direct | |
| 0 | 2026-02-18 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $17.98 to $18.17. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the SEC staff, People's United Financial, Inc. or a shareholder of People's United Financial, Inc. full information regarding the number of shares and prices at which the transaction was effected.
- Includes 3,779 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 43 shares acquired through dividend reinvestment). Information is based on 3/31/2021 Plan statements.
- Exercisable in annual increments on 3/1/2016 (33 1/3%); 3/1/2017 (33 1/3%); and 3/1/2018 (33 1/3%).
- Exercisable in annual increments on 3/1/2017 (33 1/3%); 3/1/2018 (33 1/3%); and 3/1/2019 (33 1/3%).
Billionaire Hedge Funds
