Filing Details
- Accession Number:
- 0001225208-11-012596
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-04-29 17:10:55
- Reporting Period:
- 2011-04-27
- Filing Date:
- 2011-04-29
- Accepted Time:
- 2011-04-29 17:10:55
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
927628 | Capital One Financial Corp | COF | State Commercial Banks (6022) | 541719854 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1238041 | A Peter Schnall | 1680 Capital One Drive Mclean VA 22102 | Chief Risk Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-04-27 | 2,038 | $49.07 | 175,189 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-04-27 | 2,038 | $55.00 | 173,151 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options | Disposition | 2011-04-27 | 2,038 | $0.00 | 2,038 | $49.07 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
73,786 | 2011-12-12 | No | 4 | M | Direct |
Footnotes
- This transaction was executed pursuant to a trading plan entered into by the reporting person on November 12, 2010, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- This option was exercisable in 1/3 increments beginning on December 13, 2002 and annually thereafter.