Filing Details

Accession Number:
0001209191-21-028191
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-04-23 19:43:05
Reporting Period:
2021-04-21
Accepted Time:
2021-04-23 19:43:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1528287 Neuropace Inc NPCE () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1297260 M Frank Fischer C/O Neuropace, Inc.
455 N. Bernardo Avenue
Mountain View CA 94065
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-04-21 50,000 $17.00 93,291 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Acquisiton 2021-04-21 21,698 $0.00 21,698 $17.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
21,698 2031-04-20 No 4 A Direct
Footnotes
  1. Reflects shares purchased from the underwriters in the Companys initial public offering.
  2. 1/36th of the shares subject to the option vest in equal monthly installments commencing May 21, 2021.