Filing Details

Accession Number:
0001209191-21-028189
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-04-23 19:27:02
Reporting Period:
2021-04-21
Accepted Time:
2021-04-23 19:27:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1528287 Neuropace Inc NPCE Surgical & Medical Instruments & Apparatus (3841) 223550230
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1594406 Shaw Greg Garfield 368 East Campbell Avenue
Suite 200
Campbell CA 95008
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-04-21 13,235 $17.00 38,853 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Acquisiton 2021-04-21 21,698 $0.00 21,698 $17.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
21,698 2031-04-20 No 4 A Direct
Footnotes
  1. Reflects shares purchased from the underwriters in the Companys initial public offering.
  2. 1/36th of the shares subject to the option vest in equal monthly installments commencing May 21, 2021.