Filing Details
- Accession Number:
- 0001209191-21-028189
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-04-23 19:27:02
- Reporting Period:
- 2021-04-21
- Accepted Time:
- 2021-04-23 19:27:02
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1528287 | Neuropace Inc | NPCE | Surgical & Medical Instruments & Apparatus (3841) | 223550230 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1594406 | Shaw Greg Garfield | 368 East Campbell Avenue Suite 200 Campbell CA 95008 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-04-21 | 13,235 | $17.00 | 38,853 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Acquisiton | 2021-04-21 | 21,698 | $0.00 | 21,698 | $17.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 21,698 | 2031-04-20 | No | 4 | A | Direct |
Footnotes
- Reflects shares purchased from the underwriters in the Companys initial public offering.
- 1/36th of the shares subject to the option vest in equal monthly installments commencing May 21, 2021.
Billionaire Hedge Funds
