Filing Details

Accession Number:
0001701605-21-000049
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-04-23 16:22:40
Reporting Period:
2021-04-22
Accepted Time:
2021-04-23 16:22:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1577526 C3.Ai Inc. AI Oil & Gas Field Machinery & Equipment (3533) DE
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
808362 Baker Hughes Holdings Llc 17021 Aldine Westfield Road
Houston TX 77073
Yes No Yes No
1701605 Baker Hughes Co 17021 Aldine Westfield Road
Houston TX 77073
Yes No Yes No
1709160 Lorenzo Simonelli C/O Baker Hughes Company
17021 Aldine Westfield Road
Houston TX 77073
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2021-04-22 170,000 $67.99 9,580,476 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. This transaction is pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 22, 2021.
  2. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $65.00 to $70.30, inclusive. Details on the number of shares purchased at each separate price will be provided to the staff of the Securities and Exchange Commission upon request.
  3. The reported securities are owned directly by Baker Hughes Holdings LLC ("Holdings"). Holdings is a majority owned indirect subsidiary of Baker Hughes Company ("Baker Hughes") and may be deemed to have beneficial ownership of the Class A Common Stock held directly by Holdings. Baker Hughes disclaims beneficial ownership of the reported securities except to the extent of their pecuniary interest therein.