Home > Insider Trading > Filing (0001209191-21-028102)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1821806	Leslie's Inc.	LESL	Retail-Retail Stores, Nec (5990)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1830679	L Steven Ortega	2005 East Indian School Road Phoenix AZ 85016		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, Par Value $0.001 Per Share	Acquisiton	2021-04-21	312,783	$0.00	2,346,136	No	4	M	Direct
Common Stock, Par Value $0.001 Per Share	Disposition	2021-04-22	115,566	$25.82	2,230,570	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Restricted Stock Units	Disposition	2021-04-21	312,783	$0.00	312,783	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
277,202			No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock, Par Value $0.001 Per Share	587,959	Indirect	See footnote.

Footnotes

Represents shares of Common Stock sold to satisfy tax liability upon settlement of restricted stock units ("RSUs").
The shares are held by the Mary Ann E. and Steven L. Ortega Family Trust.
Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Common Stock.
Represents grants of RSUs, of which 312,783 vested, and of which (a) subject to Mr. Ortega's continuous employment or service with the Issuer or an affiliate until the applicable vesting date, 269,849 of the RSUs will vest if, and only if, the volume weighted average trading price of a share of the Issuer's Common Stock equals $9.82 at the end of any rolling twenty (20)-day trading period commencing on or after May 2, 2021, and (b) subject to Mr. Ortega's continuous service as a member of the board of the Issuer, 7,353 of the RSUs will vest on November 2, 2021.