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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1675149	Alcoa Corp	AA	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1612161	Christopher Roy Harvey	201 Isabella Street Suite 500 Pittsburgh PA 15212-5858	President, Ceo & Director	Yes	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock, Par Value $0.01 Per Share	Acquisiton	2021-04-20	4,625	$22.78	534,297	No	4	M	Direct
Common Stock, Par Value $0.01 Per Share	Acquisiton	2021-04-20	12,431	$19.89	546,728	No	4	M	Direct
Common Stock, Par Value $0.01 Per Share	Acquisiton	2021-04-20	46,580	$24.73	593,308	No	4	M	Direct
Common Stock, Par Value $0.01 Per Share	Acquisiton	2021-04-20	76,354	$15.10	669,662	No	4	M	Direct
Common Stock, Par Value $0.01 Per Share	Acquisiton	2021-04-20	98,047	$27.96	767,709	No	4	M	Direct
Common Stock, Par Value $0.01 Per Share	Disposition	2021-04-20	238,037	$32.91	529,672	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (right to buy)	Disposition	2021-04-20	4,625	$0.00	4,625	$22.78
Common Stock	Employee Stock Option (right to buy)	Disposition	2021-04-20	12,431	$0.00	12,431	$19.89
Common Stock	Employee Stock Option (right to buy)	Disposition	2021-04-20	46,580	$0.00	46,580	$24.73
Common Stock	Employee Stock Option (right to buy)	Disposition	2021-04-20	76,354	$0.00	76,354	$15.10
Common Stock	Employee Stock Option (right to buy)	Disposition	2021-04-20	98,047	$0.00	98,047	$27.96

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2013-01-20	2022-01-20	No	4	M	Direct
0	2014-01-16	2023-01-16	No	4	M	Direct
0	2015-01-16	2024-01-16	No	4	M	Direct
0	2017-01-19	2026-01-19	No	4	M	Direct
49,023	2020-01-24	2029-01-24	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock, Par Value $0.01 Per Share	884	Indirect	By Company 401(k) Plan

Footnotes

The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $32.8150 - $33.0200. The reporting person undertakes to provide to Alcoa Corporation, any security holder of Alcoa Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
Fluctuations in 401(k) share amounts reflect the plan's unit reporting method; units represent interests in the Company's stock fund.
This option vested in equal installments over three years beginning on the date shown.
This option was part of an option grant vesting in three equal annual installments beginning on the date shown. The installments exercised by the reporting person as reported herein vested on January 24, 2020 and January 24, 2021.