Filing Details
- Accession Number:
- 0001562180-21-002904
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-04-21 21:19:30
- Reporting Period:
- 2021-04-19
- Accepted Time:
- 2021-04-21 21:19:30
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1603756 | Axonics Inc. | AXNX | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1359446 | Jr J Alfred Ford | 26 Technology Drive Irvine CA 92618 | Chief Commercial Officer | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-04-19 | 14,871 | $1.42 | 28,595 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-04-19 | 5,721 | $1.63 | 34,316 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-04-19 | 19,258 | $14.19 | 53,574 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-04-19 | 6,347 | $25.82 | 59,921 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-04-19 | 41,794 | $58.33 | 18,127 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-04-19 | 12,502 | $59.33 | 5,625 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2021-04-19 | 6,347 | $0.00 | 6,347 | $25.82 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2021-04-19 | 19,258 | $0.00 | 19,258 | $14.19 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2021-04-19 | 5,721 | $0.00 | 5,721 | $1.63 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2021-04-19 | 14,871 | $0.00 | 14,871 | $1.42 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 13,965 | 2029-12-12 | No | 4 | M | Direct | |
| 16,297 | 2029-01-30 | No | 4 | M | Direct | |
| 1,899 | 2028-03-30 | No | 4 | M | Direct | |
| 8,509 | 2027-11-15 | No | 4 | M | Direct |
Footnotes
- The sale was effected pursuant to the Reporting Person's Rule 10b5-1 trading plan
- This transaction was executed in multiple trades at prices ranging from $57.87 to $58.85. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $58.87 to $59.80. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The option becomes exercisable as follows: (i) 1/4 of the total number of shares of common stock underlying the option will vest on December 12, 2020 and (ii) 1/36 of the remaining shares of common stock underlying the option will vest monthly thereafter, such that the option will fully vest on December 12, 2023, provided the reporting person remains in continuous service on each vesting date.
- The option becomes exercisable as follows: (i) 1/4 of the total number of shares of common stock underlying the option will vest on January 30, 2020 and (ii) 1/36 of the remaining shares of common stock underlying the option will vest monthly thereafter, such that the option will fully vest on January 30, 2023, provided the reporting person remains in continuous service on each vesting date.
- The shares subject to the option will vest over a period of four years, with 1/4th of the shares subject to the option vesting on March 30, 2018 and the remainder vesting at a rate of 1/36th per month commencing upon the one-year anniversary of March 30, 2018, provided the reporting person remains in continuous service on each vesting date, subject to accelerated vesting in certain events, including upon certain changes of control of the Issuer. The option is subject to an early exercise provision and is immediately exercisable.
- The shares subject to the option will vest over a period of four years, with 1/4th of the shares subject to the option vesting on November 15, 2017 and the remainder vesting at a rate of 1/36th per month commencing upon the one-year anniversary of November 15, 2017, provided the reporting person remains in continuous service on each vesting date, subject to accelerated vesting in certain events, including upon certain changes of control of the Issuer. The option is subject to an early exercise provision and is immediately exercisable.
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