Filing Details

Accession Number:
0001758554-21-000028
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-04-21 16:59:34
Reporting Period:
2021-04-19
Accepted Time:
2021-04-21 16:59:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1375365 Super Micro Computer Inc. SMCI Electronic Computers (3571) 770353939
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1392941 Sara Chiu-Chu Liang Liu 980 Rock Avenue
San Jose CA 95131
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-04-19 41,000 $18.59 6,689,929 No 4 M Indirect By Spouse
Common Stock Disposition 2021-04-19 41,000 $38.52 6,648,929 No 4 S Indirect By Spouse
Common Stock Acquisiton 2021-04-20 41,000 $18.59 6,689,929 No 4 M Indirect By Spouse
Common Stock Disposition 2021-04-20 41,000 $37.82 6,648,929 No 4 S Indirect By Spouse
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Indirect By Spouse
No 4 S Indirect By Spouse
No 4 M Indirect By Spouse
No 4 S Indirect By Spouse
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2021-04-19 41,000 $0.00 41,000 $18.59
Common Stock Employee Stock Option (right to buy) Disposition 2021-04-20 41,000 $0.00 41,000 $18.59
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
91,000 2021-04-25 No 4 M Indirect
50,000 2021-04-25 No 4 M Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 144,295 Direct
Common Stock 3,327 Indirect By Child A
Common Stock 3,327 Indirect By Child B
Common Stock 3,327 Indirect By Child C
Common Stock 3,327 Indirect By Child D
Common Stock 3,327 Indirect By Child E
Footnotes
  1. The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse.
  2. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse.
  3. The price reported here is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.27 to $39.26, inclusive. The reporting person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
  4. The price reported here is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.52 to $38.46, inclusive. The reporting person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
  5. This stock option is fully vested and exercisable.