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Home > Insider Trading > Filing (0001192482-21-000346)

Filing Details

Accession Number:: 0001192482-21-000346
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-04-21 16:16:15
Reporting Period:: 2021-04-19

Accepted Time:: 2021-04-21 16:16:15
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1372299	Ocugen Inc.	OCGN	Biological Products, (No Disgnostic Substances) (2836)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1580074	Ramesh Kumar	C/O Ocugen, Inc. 263 Great Valley Parkway Malvern PA 19355		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2021-04-19	7,500	$0.51	7,500	No	4	M	Direct
Common Stock	Disposition	2021-04-19	7,500	$5.33	0	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Option (Right to Buy)	Disposition	2021-04-19	7,500	$0.00	7,500	$0.51

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
46,500		2030-01-02	No	4	M	Direct

Footnotes

This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $5.29 to $5.37.
The options vested monthly in equal installments over three years commencing on February 2, 2020, subject to continued service with the Company on the applicable vesting dates.