Filing Details
- Accession Number:
- 0000899243-21-016583
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-04-21 16:05:49
- Reporting Period:
- 2021-04-19
- Accepted Time:
- 2021-04-21 16:05:49
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1823593 | Tusimple Holdings Inc. | TSP | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1607429 | C Karen Francis | 9191 Towne Centre Drive, Ste 600 San Diego CA 92122 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-04-19 | 20,000 | $0.00 | 20,000 | No | 4 | C | Indirect | By trust |
Common Stock | Acquisiton | 2021-04-19 | 20,000 | $0.00 | 20,000 | No | 4 | C | Indirect | By trust |
Common Stock | Disposition | 2021-04-19 | 20,000 | $0.00 | 0 | No | 4 | J | Indirect | By trust |
Common Stock | Disposition | 2021-04-19 | 20,000 | $0.00 | 0 | No | 4 | J | Indirect | By trust |
Common Stock | Disposition | 2021-04-19 | 60,000 | $0.00 | 0 | No | 4 | J | Direct | |
Class A Common Stock | Acquisiton | 2021-04-19 | 20,000 | $0.00 | 20,000 | No | 4 | J | Indirect | By trust |
Class A Common Stock | Acquisiton | 2021-04-19 | 20,000 | $0.00 | 20,000 | No | 4 | J | Indirect | By trust |
Class A Common Stock | Acquisiton | 2021-04-19 | 60,000 | $0.00 | 60,000 | No | 4 | J | Direct | |
Class A Common Stock | Acquisiton | 2021-04-19 | 7,142 | $40.00 | 67,142 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | By trust |
No | 4 | C | Indirect | By trust |
No | 4 | J | Indirect | By trust |
No | 4 | J | Indirect | By trust |
No | 4 | J | Direct | |
No | 4 | J | Indirect | By trust |
No | 4 | J | Indirect | By trust |
No | 4 | J | Direct | |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Series E Convertible Preferred Stock | Disposition | 2021-04-19 | 20,000 | $0.00 | 20,000 | $0.00 |
Class A Common Stock | Series E Convertible Preferred Stock | Disposition | 2021-04-19 | 20,000 | $0.00 | 20,000 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- The total represents shares received upon conversion of shares of Series E Convertible Preferred Stock.
- The reported security converted into the Issuer's Common Stock on a one-for-one basis automatically immediately prior to the closing of the issuer's initial public offering without payment of further consideration. The shares have no expiration date.
- The shares are held by the Karen C. Francis Second Restated Revocable Trust dated 1.30.2012, of which the Reporting Person is trustee.
- The shares are held by the Richard C. DeGolia Trust dated 8.27.2004, of which the Reporting Person's spouse is trustee.
- Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.
- The shares are subject to the issuer's right of repurchase, which shall lapse over a three-year period in equal quarterly installments after December 15, 2020, subject to the Reporting Person's continuous service with the issuer.
- Represents shares purchased in the Issuer's initial public offering.