Filing Details

Accession Number:
0000899243-21-016583
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-04-21 16:05:49
Reporting Period:
2021-04-19
Accepted Time:
2021-04-21 16:05:49
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1823593 Tusimple Holdings Inc. TSP () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1607429 C Karen Francis 9191 Towne Centre Drive, Ste 600
San Diego CA 92122
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-04-19 20,000 $0.00 20,000 No 4 C Indirect By trust
Common Stock Acquisiton 2021-04-19 20,000 $0.00 20,000 No 4 C Indirect By trust
Common Stock Disposition 2021-04-19 20,000 $0.00 0 No 4 J Indirect By trust
Common Stock Disposition 2021-04-19 20,000 $0.00 0 No 4 J Indirect By trust
Common Stock Disposition 2021-04-19 60,000 $0.00 0 No 4 J Direct
Class A Common Stock Acquisiton 2021-04-19 20,000 $0.00 20,000 No 4 J Indirect By trust
Class A Common Stock Acquisiton 2021-04-19 20,000 $0.00 20,000 No 4 J Indirect By trust
Class A Common Stock Acquisiton 2021-04-19 60,000 $0.00 60,000 No 4 J Direct
Class A Common Stock Acquisiton 2021-04-19 7,142 $40.00 67,142 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect By trust
No 4 C Indirect By trust
No 4 J Indirect By trust
No 4 J Indirect By trust
No 4 J Direct
No 4 J Indirect By trust
No 4 J Indirect By trust
No 4 J Direct
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Series E Convertible Preferred Stock Disposition 2021-04-19 20,000 $0.00 20,000 $0.00
Class A Common Stock Series E Convertible Preferred Stock Disposition 2021-04-19 20,000 $0.00 20,000 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
0 No 4 C Indirect
Footnotes
  1. The total represents shares received upon conversion of shares of Series E Convertible Preferred Stock.
  2. The reported security converted into the Issuer's Common Stock on a one-for-one basis automatically immediately prior to the closing of the issuer's initial public offering without payment of further consideration. The shares have no expiration date.
  3. The shares are held by the Karen C. Francis Second Restated Revocable Trust dated 1.30.2012, of which the Reporting Person is trustee.
  4. The shares are held by the Richard C. DeGolia Trust dated 8.27.2004, of which the Reporting Person's spouse is trustee.
  5. Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.
  6. The shares are subject to the issuer's right of repurchase, which shall lapse over a three-year period in equal quarterly installments after December 15, 2020, subject to the Reporting Person's continuous service with the issuer.
  7. Represents shares purchased in the Issuer's initial public offering.