Home > Insider Trading > Filing (0000899243-21-016587)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1823593	Tusimple Holdings Inc.	TSP	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1248826	Guowei Charles Chao	9191 Towne Centre Drive, Ste 600 San Diego CA 92122		Yes	No	Yes	No
1856650	Sun Dream Inc	9191 Towne Centre Drive, Ste 600 San Diego CA 92122		No	No	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2021-04-19	31,433,464	$0.00	31,433,464	No	4	C	Indirect	By corporation
Common Stock	Disposition	2021-04-19	31,433,464	$0.00	0	No	4	J	Indirect	By corporation
Class A Common Stock	Acquisiton	2021-04-19	31,433,464	$0.00	31,433,464	No	4	J	Indirect	By corporation
Class A Common Stock	Disposition	2021-04-19	6,756,756	$40.00	24,676,708	No	4	S	Indirect	By corporation

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	C	Indirect	By corporation
No	4	J	Indirect	By corporation
No	4	J	Indirect	By corporation
No	4	S	Indirect	By corporation

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Series A Convertible Preferred Stock	Disposition	2021-04-19	3,295,726	$0.00	3,295,726	$0.00
Common Stock	Series A-2 Convertible Preferred Stock	Disposition	2021-04-19	1,146,117	$0.00	1,146,117	$0.00
Common Stock	Series B-1 Convertible Preferred Stock	Disposition	2021-04-19	5,080,000	$0.00	5,080,000	$0.00
Common Stock	Series B-2 Convertible Preferred Stock	Disposition	2021-04-19	3,000,000	$0.00	3,000,000	$0.00
Common Stock	Series C Convertible Preferred Stock	Disposition	2021-04-19	3,888,110	$0.00	3,888,110	$0.00
Common Stock	Series D-1 Convertible Preferred Stock	Disposition	2021-04-19	11,094,574	$0.00	11,094,574	$0.00
Common Stock	Series E-1 Convertible Preferred Stock	Disposition	2021-04-19	3,928,937	$0.00	3,928,937	$0.00

Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect

Footnotes

The total represents shares received upon conversion of shares of Series A Convertible Preferred Stock, Series A-2 Convertible Preferred Stock, Series B-1 Convertible Preferred Stock, Series B-2 Convertible Preferred Stock, Series C Convertible Preferred Stock, Series D-1 Convertible Preferred Stock and/or Series E-1 Convertible Preferred Stock.
The reported security converted into the Issuer's Common Stock on a one-for-one basis automatically immediately prior to the closing of the issuer's initial public offering without payment of further consideration. The shares have no expiration date.
The shares are held by Sun Dream Inc., which is ultimately controlled by the Reporting Person.
Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.
These shares were sold by the reporting person as a selling stockholder pursuant to an underwritten public offering by the Issuer. The offering closed on April 19, 2021. The reported sale price reflects the price at which the reporting person sold shares to the underwriters.