Filing Details
- Accession Number:
- 0001140361-11-023971
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-04-29 15:14:12
- Reporting Period:
- 2010-12-22
- Filing Date:
- 2011-04-29
- Accepted Time:
- 2011-04-29 15:14:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1084817 | Responsys Inc | MKTG | Services-Prepackaged Software (7372) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1207801 | W Robert Frick | C/O Responsys, Inc. 900 Cherry Avenue, 5Th Floor San Mateo CA 94066 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-12-22 | 25,000 | $3.08 | 704,108 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-12-22 | 12,500 | $4.48 | 716,608 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-04-27 | 100,000 | $12.00 | 616,608 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Director Stock Option (right to buy) | Disposition | 2010-12-22 | 25,000 | $0.00 | 25,000 | $3.08 |
| Common Stock | Director Stock Option (right to buy) | Disposition | 2010-12-22 | 12,500 | $0.00 | 12,500 | $4.48 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2019-12-08 | No | 4 | M | Direct | |
| 0 | 2020-06-08 | No | 4 | M | Direct |
Footnotes
- Includes 12,500 shares of common stock which were unvested as of December 22,2010 and subject to the issuer's right of repurchase upon the reporting person's cessation of service. The issuer's right of repurchase lapses with respect to 1,041 shares per month through December 8, 2011.
- Includes 9,375 shares of common stock which were unvested as of December 22,2010 and subject to the issuer's right of repurchase upon the reporting person's cessation of service. The issuer's right of repurchase lapses with respect to 520 shares per month through June 8, 2012.
- Includes 8,334 shares of common stock which are unvested and subject to the issuer's right of repurchase upon the reporting person's cessation of service. The issuer's right of repurchase lapses with respect to 1,041 shares per month through December 8, 2011.
- Includes 7,292 shares of common stock which are unvested and subject to the issuer's right of repurchase upon the reporting person's cessation of service. The issuer's right of repurchase lapses with respect to 520 shares per month through June 8, 2012.
- Immediately exercisable, subject to the issuer's right of repurchase which lapses as the shares vest.
- The stock option grant vested and will vest as to 1/24th of the shares on each monthly anniversary beginning January 8, 2010 until 100% vested.
- The stock option grant vested and will vest as to 1/24th of the shares on each monthly anniversary beginning July 8, 2010 until 100% vested.
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