Filing Details
- Accession Number:
- 0001209191-21-027701
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-04-20 21:30:12
- Reporting Period:
- 2021-04-16
- Accepted Time:
- 2021-04-20 21:30:12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1601830 | Recursion Pharmaceuticals Inc. | RXRX | Biological Products, (No Disgnostic Substances) (2836) | 464099738 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1633331 | Lux Ventures Iv, L.p. | 920 Broadway, 11Th Floor New York NY 10010 | No | No | Yes | No | |
1633332 | Lux Venture Partners Iv, Llc | 920 Broadway, 11Th Floor New York NY 10010 | No | No | Yes | No | |
1722021 | Lux Co-Invest Partners, Llc | 920 Broadway, 11Th Floor New York NY 10010 | No | No | Yes | No | |
1722022 | Lux Co-Invest Opportunities, L.p. | 920 Broadway, 11Th Floor New York NY 10010 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2021-04-16 | 100,000 | $18.00 | 100,000 | No | 4 | P | Indirect | See footnote |
Common Stock | Acquisiton | 2021-04-20 | 17,174,594 | $0.00 | 17,187,095 | No | 4 | C | Indirect | See footnote |
Common Stock | Disposition | 2021-04-20 | 17,187,095 | $0.00 | 0 | No | 4 | C | Indirect | See footnote |
Class A Common Stock | Acquisiton | 2021-04-20 | 17,187,095 | $0.00 | 17,287,095 | No | 4 | C | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See footnote |
No | 4 | C | Indirect | See footnote |
No | 4 | C | Indirect | See footnote |
No | 4 | C | Indirect | See footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A Preferred Stock | Disposition | 2021-04-20 | 10,279,275 | $0.00 | 10,279,275 | $0.00 |
Common Stock | Series B Preferred Stock | Disposition | 2021-04-20 | 3,578,653 | $0.00 | 3,578,653 | $0.00 |
Common Stock | Series C Preferred Stock | Disposition | 2021-04-20 | 1,825,883 | $0.00 | 1,825,883 | $0.00 |
Common Stock | Series D Preferred Stock | Disposition | 2021-04-20 | 1,490,783 | $0.00 | 1,490,783 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- 50,000 of these shares are held by Lux Co-Invest Opportunities, L.P. and 50,000 of these shares are held by Lux Ventures IV, L.P.
- Lux Co-Invest Partners, LLC is the general partner of Lux Co-Invest Opportunities, L.P. and exercises voting and dispositive power over the shares noted herein held by Lux Co-Invest Opportunities, L.P. Lux Venture Partners IV, LLC is the general partner of Lux Ventures IV, LP and exercises voting and dispositive power over the shares noted herein held by Lux Ventures IV, L.P. Peter Hebert and Josh Wolfe are the individual managing members of Lux Venture Partners IV, LLC and Lux Co-Invest Partners, LLC, or the Individual Managers. The Individual Managers, as the sole managers of Lux Venture Partners IV, LLC and Lux Co-Invest Partners, LLC, may be deemed to share voting and dispositive power for the shares noted herein held by Lux Ventures IV, L.P. and Lux Co-Invest Opportunities, L.P.
- Each of Lux Venture Partners IV, LLC, Lux Co-Invest Partners, LLC, and the Individual Managers separately disclaim beneficial ownership over the shares noted herein except to the extent of their pecuniary interest therein.
- 3,018,510 of these shares are held by Lux Co-Invest Opportunities, L.P. and 14,156,084 of these shares are held by Lux Ventures IV, L.P.
- Each share of Common Stock, Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock and Series D Preferred Stock automatically converted into Class A Common Stock on a 1:1 basis immediately prior to the completion of Recursion Pharmaceuticals, Inc.'s (the "Issuer") initial public offering of Class A Common Stock (the "IPO"). Each shares of Series C Preferred Stock automatically converted into Class A Common Stock on a 1.1869358:1 basis immediately prior to the completion of the Issuer's IPO. The right to convert Common Stock, Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock into Class A Common Stock had no expiration date.
- 3,068,510 of these shares are held by Lux Co-Invest Opportunities, L.P. and 14,206,084 of these shares are held by Lux Ventures IV, L.P.
- Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's IPO.
- Represents shares held of record by Lux Ventures IV, L.P.
- Represents shares held of record by Lux Co-Invest Opportunities, L.P.
- Represents 298,156 shares held of record by Lux Ventures IV, L.P. and 1,192,627 shares held of record by Lux Co-Invest Opportunities, L.P.