Filing Details
- Accession Number:
- 0001622461-21-000006
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-04-20 18:08:16
- Reporting Period:
- 2021-04-16
- Accepted Time:
- 2021-04-20 18:08:16
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1505155 | Upland Software Inc. | UPLD | Services-Prepackaged Software (7372) | 272992077 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1622461 | C Rodney Favaron | 401 Congress Ave., Suite 1850 Austin TX 78701 | President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-04-16 | 6,525 | $23.60 | 277,375 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-04-16 | 28,989 | $50.00 | 248,386 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2021-04-16 | 6,525 | $0.00 | 6,525 | $23.60 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2027-08-08 | No | 4 | M | Direct |
Footnotes
- Options were exercised pursuant to shareholder's 10b5-1 trading plan.
- Shares were sold pursuant to shareholder's 10b5-1 trading plan.
- Currently exercisable.
Billionaire Hedge Funds
