Filing Details
- Accession Number:
- 0000872835-11-000015
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-04-29 14:44:53
- Reporting Period:
- 2011-04-28
- Filing Date:
- 2011-04-29
- Accepted Time:
- 2011-04-29 14:44:53
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
872835 | Esb Financial Corp | ESBF | Savings Institution, Federally Chartered (6035) | 251659846 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1180096 | A Charlotte Zuschlag | 812 Chapel Hill Court Gibsonia PA 15044 | President And Chief Executive | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2011-04-28 | 2,990 | $16.72 | 189,651 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-04-28 | 7,681 | $16.70 | 181,970 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-04-29 | 1,431 | $16.61 | 180,539 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-04-28 | 9,233 | $10.83 | 30,487 | No | 4 | M | Indirect | by trust |
Common Stock | Disposition | 2011-04-28 | 5,935 | $16.85 | 24,552 | No | 4 | F | Indirect | by trust |
Common Stock | Acquisiton | 2011-04-28 | 9,302 | $10.75 | 33,854 | No | 4 | M | Indirect | by trust |
Common Stock | Disposition | 2011-04-28 | 5,935 | $16.85 | 27,919 | No | 4 | F | Indirect | by trust |
Common Stock | Acquisiton | 2011-04-28 | 7,912 | $10.11 | 35,831 | No | 4 | M | Indirect | by trust |
Common Stock | Disposition | 2011-04-28 | 4,748 | $16.85 | 31,083 | No | 4 | F | Indirect | by trust |
Common Stock | Acquisiton | 2011-04-28 | 5,824 | $10.30 | 36,707 | No | 4 | M | Indirect | by trust |
Common Stock | Disposition | 2011-04-28 | 3,561 | $16.85 | 33,346 | No | 4 | F | Indirect | by trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Indirect | by trust |
No | 4 | F | Indirect | by trust |
No | 4 | M | Indirect | by trust |
No | 4 | F | Indirect | by trust |
No | 4 | M | Indirect | by trust |
No | 4 | F | Indirect | by trust |
No | 4 | M | Indirect | by trust |
No | 4 | F | Indirect | by trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option | Disposition | 2011-04-28 | 9,233 | $0.00 | 0 | $10.83 |
Common Stock | Stock Option | Disposition | 2011-04-28 | 9,302 | $0.00 | 4,199 | $10.75 |
Common Stock | Stock Option | Disposition | 2011-04-28 | 7,912 | $0.00 | 7,088 | $10.11 |
Common Stock | Stock Option | Disposition | 2011-04-28 | 5,824 | $0.00 | 9,176 | $10.30 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2002-11-19 | 2012-11-19 | No | 4 | M | Direct |
4,199 | 2006-11-21 | 2016-11-21 | No | 4 | M | Direct |
7,088 | 2007-11-20 | 2017-11-20 | No | 4 | M | Direct |
9,176 | 2008-11-18 | 2018-11-18 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 8,802 | Indirect | 401(k) Plan |
Common Stock | 87,898 | Indirect | ESOP |
Common Stock | 7,745 | Indirect | IRA |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option | $15.35 | 2003-11-18 | 2013-11-18 | 15,000 | 15,000 | Direct |
Common Stock | Stock Option | $14.50 | 2004-11-16 | 2014-11-16 | 15,000 | 15,000 | Direct |
Common Stock | Stock Option | $12.20 | 2005-04-19 | 2015-04-19 | 15,000 | 15,000 | Direct |
Common Stock | Stock Option | $11.54 | 2009-11-17 | 2019-11-17 | 20,000 | 20,000 | Direct |
Common Stock | Stock Option | $14.90 | 2010-11-16 | 2020-11-16 | 20,000 | 20,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2013-11-18 | 15,000 | 15,000 | Direct |
2014-11-16 | 15,000 | 15,000 | Direct |
2015-04-19 | 15,000 | 15,000 | Direct |
2019-11-17 | 20,000 | 20,000 | Direct |
2020-11-16 | 20,000 | 20,000 | Direct |
Footnotes
- 20% of such grant will vest immediately and 20% will vest each year over the next 4 years.
- Charlotte A. Zuschlag, Trustee of the Charlotte A. Zuschlag Revocable Trust dated 12-04-03.