Filing Details

Accession Number:
0000872835-11-000015
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-04-29 14:44:53
Reporting Period:
2011-04-28
Filing Date:
2011-04-29
Accepted Time:
2011-04-29 14:44:53
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
872835 Esb Financial Corp ESBF Savings Institution, Federally Chartered (6035) 251659846
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1180096 A Charlotte Zuschlag 812 Chapel Hill Court
Gibsonia PA 15044
President And Chief Executive Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2011-04-28 2,990 $16.72 189,651 No 4 S Direct
Common Stock Disposition 2011-04-28 7,681 $16.70 181,970 No 4 S Direct
Common Stock Disposition 2011-04-29 1,431 $16.61 180,539 No 4 S Direct
Common Stock Acquisiton 2011-04-28 9,233 $10.83 30,487 No 4 M Indirect by trust
Common Stock Disposition 2011-04-28 5,935 $16.85 24,552 No 4 F Indirect by trust
Common Stock Acquisiton 2011-04-28 9,302 $10.75 33,854 No 4 M Indirect by trust
Common Stock Disposition 2011-04-28 5,935 $16.85 27,919 No 4 F Indirect by trust
Common Stock Acquisiton 2011-04-28 7,912 $10.11 35,831 No 4 M Indirect by trust
Common Stock Disposition 2011-04-28 4,748 $16.85 31,083 No 4 F Indirect by trust
Common Stock Acquisiton 2011-04-28 5,824 $10.30 36,707 No 4 M Indirect by trust
Common Stock Disposition 2011-04-28 3,561 $16.85 33,346 No 4 F Indirect by trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 M Indirect by trust
No 4 F Indirect by trust
No 4 M Indirect by trust
No 4 F Indirect by trust
No 4 M Indirect by trust
No 4 F Indirect by trust
No 4 M Indirect by trust
No 4 F Indirect by trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option Disposition 2011-04-28 9,233 $0.00 0 $10.83
Common Stock Stock Option Disposition 2011-04-28 9,302 $0.00 4,199 $10.75
Common Stock Stock Option Disposition 2011-04-28 7,912 $0.00 7,088 $10.11
Common Stock Stock Option Disposition 2011-04-28 5,824 $0.00 9,176 $10.30
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2002-11-19 2012-11-19 No 4 M Direct
4,199 2006-11-21 2016-11-21 No 4 M Direct
7,088 2007-11-20 2017-11-20 No 4 M Direct
9,176 2008-11-18 2018-11-18 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 8,802 Indirect 401(k) Plan
Common Stock 87,898 Indirect ESOP
Common Stock 7,745 Indirect IRA
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option $15.35 2003-11-18 2013-11-18 15,000 15,000 Direct
Common Stock Stock Option $14.50 2004-11-16 2014-11-16 15,000 15,000 Direct
Common Stock Stock Option $12.20 2005-04-19 2015-04-19 15,000 15,000 Direct
Common Stock Stock Option $11.54 2009-11-17 2019-11-17 20,000 20,000 Direct
Common Stock Stock Option $14.90 2010-11-16 2020-11-16 20,000 20,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2013-11-18 15,000 15,000 Direct
2014-11-16 15,000 15,000 Direct
2015-04-19 15,000 15,000 Direct
2019-11-17 20,000 20,000 Direct
2020-11-16 20,000 20,000 Direct
Footnotes
  1. 20% of such grant will vest immediately and 20% will vest each year over the next 4 years.
  2. Charlotte A. Zuschlag, Trustee of the Charlotte A. Zuschlag Revocable Trust dated 12-04-03.