Filing Details
- Accession Number:
- 0001209191-21-027430
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-04-19 20:11:33
- Reporting Period:
- 2021-04-15
- Accepted Time:
- 2021-04-19 20:11:33
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1124610 | Vmware Inc. | VMW | Services-Prepackaged Software (7372) | 943292913 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1316331 | P Patrick Gelsinger | 3401 Hillview Avenue Palo Alto CA 94304 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2021-04-15 | 15,000 | $80.25 | 151,782 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2021-04-15 | 15,000 | $160.08 | 136,782 | No | 4 | S | Direct | |
Class A Common Stock | Acquisiton | 2021-04-16 | 1,536 | $80.25 | 138,318 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2021-04-16 | 1,536 | $165.01 | 136,782 | No | 4 | S | Direct | |
Class A Common Stock | Acquisiton | 2021-04-19 | 24,230 | $80.25 | 161,012 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2021-04-19 | 7,400 | $165.18 | 153,612 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2021-04-19 | 6,064 | $166.34 | 147,548 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2021-04-19 | 10,766 | $170.06 | 194,223 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Stock Option (right-to-buy) | Disposition | 2021-04-15 | 15,000 | $0.00 | 15,000 | $80.25 |
Class A Common Stock | Stock Option (right-to-buy) | Disposition | 2021-04-16 | 1,536 | $0.00 | 1,536 | $80.25 |
Class A Common Stock | Stock Option (right-to-buy) | Disposition | 2021-04-19 | 24,230 | $0.00 | 24,230 | $80.25 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
25,766 | 2021-07-24 | No | 4 | M | Direct | |
24,230 | 2021-07-24 | No | 4 | M | Direct | |
0 | 2021-07-24 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 225,912 | Indirect | by GRATs |
Class A Common Stock | 104,208 | Indirect | by trusts |
Footnotes
- Price represents weighted average for sales reported. The range of prices for the sales reported is $160.00 through $160.48.
- The reporting person will provide upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Price represents weighted average for sales reported. The range of prices for the sales reported is $165.00 through $165.04.
- Price represents weighted average for sales reported. The range of prices for the sales reported is $165.00 through $165.88.
- Price represents weighted average for sales reported. The range of prices for the sales reported is $166.08 through $166.72.
- Price represents weighted average for sales reported. The range of prices for the sales reported is $170.00 through $170.21.
- Reflects the distribution to the reporting person of 57,441 shares from one of his GRATs on April 16, 2021.
- Shares indicated are held by four irrevocable trusts for the benefit of members of the reporting person's immediate family. The reporting person is sole trustee of each trust.
- The option is fully vested.