Filing Details

Accession Number:
0000320193-21-000050
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-04-19 18:31:41
Reporting Period:
2021-04-15
Accepted Time:
2021-04-19 18:31:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
320193 Apple Inc. AAPL Electronic Computers (3571) 942404110
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1767094 Deirdre O'brien One Apple Park Way
Cupertino CA 95014
Senior Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-04-15 38,908 $0.00 175,026 No 4 M Direct
Common Stock Disposition 2021-04-15 20,692 $134.50 154,334 No 4 F Direct
Common Stock Disposition 2021-04-16 18,216 $134.01 136,118 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Unit Disposition 2021-04-15 22,296 $0.00 22,296 $0.00
Common Stock Restricted Stock Unit Disposition 2021-04-15 16,612 $0.00 16,612 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
22,292 No 4 M Direct
49,836 No 4 M Direct
Footnotes
  1. Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.
  2. The number of securities reported reflects the acquisition on January 29, 2021 of 230 shares of Apple Inc.'s common stock pursuant to the Apple Inc. Amended Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of August 1, 2020 through January 31, 2021.
  3. Shares withheld by Apple to satisfy tax withholding requirements on vesting of restricted stock units.
  4. This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 31, 2019.
  5. This transaction was executed in multiple trades at prices ranging from $133.865 to $134.105; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.
  6. This award was granted on October 15, 2017. 12.5% of the award vested on April 15, 2018 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2021, assuming continued employment through the applicable vesting date.
  7. This award was granted on September 30, 2018. 12.5% of the award vested on April 15, 2019 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2022, assuming continued employment through the applicable vesting date.