Filing Details
- Accession Number:
- 0001209191-11-024991
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-04-29 14:02:49
- Reporting Period:
- 2011-04-28
- Filing Date:
- 2011-04-29
- Accepted Time:
- 2011-04-29 14:02:49
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
49826 | Illinois Tool Works Inc | ITW | General Industrial Machinery & Equipment (3560) | 361258310 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1307581 | Scott Ernest Santi | Illinois Tool Works Inc. 3600 West Lake Avenue Glenview IL 60026 | Vice Chairman | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-04-28 | 70,000 | $42.08 | 83,362 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-04-28 | 70,000 | $58.04 | 13,362 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option | Disposition | 2011-04-28 | 70,000 | $0.00 | 70,000 | $42.08 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2006-12-10 | 2016-02-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 3,206 | Indirect | See Footnote |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option | $47.13 | 2005-12-10 | 2014-12-10 | 60,000 | 60,000 | Direct |
Common Stock | Employee Stock Option | $51.60 | 2008-02-09 | 2017-02-09 | 80,000 | 80,000 | Direct |
Common Stock | Employee Stock Option | $48.51 | 2009-02-08 | 2018-02-08 | 80,000 | 80,000 | Direct |
Common Stock | Employee Stock Option | $35.12 | 2010-02-13 | 2019-02-13 | 138,750 | 138,750 | Direct |
Common Stock | Qualifying Restricted Stock Unit | $0.00 | 28,770 | 28,770 | Direct | ||
Common Stock | Employee Stock Option | $43.64 | 2011-02-12 | 2020-02-12 | 148,154 | 148,154 | Direct |
Common Stock | Performance Restricted Stock Unit | $0.00 | 16,279 | 16,279 | Direct | ||
Common Stock | Employee Stock Option | $55.81 | 2012-02-11 | 2021-02-11 | 101,297 | 101,297 | Direct |
Common Stock | Performance Restricted Stock Unit | $0.00 | 13,438 | 13,438 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2014-12-10 | 60,000 | 60,000 | Direct |
2017-02-09 | 80,000 | 80,000 | Direct |
2018-02-08 | 80,000 | 80,000 | Direct |
2019-02-13 | 138,750 | 138,750 | Direct |
28,770 | 28,770 | Direct | |
2020-02-12 | 148,154 | 148,154 | Direct |
16,279 | 16,279 | Direct | |
2021-02-11 | 101,297 | 101,297 | Direct |
13,438 | 13,438 | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $58.00 to $58.12. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Illinois Tool Works Inc. or a shareholder of Illinois Tool Works Inc. full information regarding the number of shares and prices at which the transaction was effected.
- Shares of common stock allocated to my account in the Illinois Tool Works Inc. Savings & Investment Plan---Information reported as of March 31, 2011.
- Options vest in four (4) equal annual installments beginning one year from date of grant.
- Each qualifying restricted stock unit (QRSU) and performance restricted stock unit (PRSU) represents a contingent right to receive one share of the Company's common stock.
- Each QRSU and PRSU vests 100% three years from the date of grant if performance goals are met.