Filing Details
- Accession Number:
- 0001127602-11-014078
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-04-29 12:56:09
- Reporting Period:
- 2011-04-27
- Filing Date:
- 2011-04-29
- Accepted Time:
- 2011-04-29 12:56:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1041061 | Yum Brands Inc | YUM | Retail-Eating Places (5812) | 133951308 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1346254 | Greg Creed | 17901 Von Karman Irvine CA 92614 | Ceo - Taco Bell | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-04-27 | 54,200 | $22.53 | 66,757 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-04-27 | 54,200 | $52.08 | 12,557 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-04-27 | 82,878 | $24.47 | 95,435 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-04-27 | 59,411 | $52.23 | 36,024 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2011-04-27 | 23,467 | $52.08 | 12,557 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2011-04-27 | 54,200 | $0.00 | 54,200 | $22.53 |
| Common Stock | Stock Appreciation Right | Disposition | 2011-04-27 | 82,878 | $0.00 | 82,878 | $24.47 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2006-01-28 | 2015-01-28 | No | 4 | M | Direct |
| 0 | 2010-01-26 | 2016-01-26 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $51.86 to $52.28. The price reported above reflects the average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $51.86 to $52.28. The price reported above reflects the average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
Billionaire Hedge Funds
