Home > Insider Trading > Filing (0000054480-11-000082)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
54480	Kansas City Southern	KSU	Railroads, Line-Haul Operating (4011)	440663509

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1428750	W Michael Upchurch	Kansas City Southern Po Box 219335 Kansas City MO 64121-9335	Evp & Chief Financial Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2011-04-28	8,000	$57.78	33,503	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Employee Stock Option (Right to Buy)	$39.53	2013-03-28	2018-03-27	2,500	2,500	Direct
Common Stock	LSAR	$39.53			2,500	2,500	Direct
Common Stock	Employee Stock Option (Right to Buy)	$35.41	2011-01-07	2020-02-29	4,566	4,566	Direct
Common Stock	Employee Stock Option (Right to Buy)	$52.62		2021-02-22	6,950	6,950	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2018-03-27	2,500	2,500	Direct
	2,500	2,500	Direct
2020-02-29	4,566	4,566	Direct
2021-02-22	6,950	6,950	Direct

Footnotes

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.7114 to $57.83, inclusive. The reporting person undertakes to provide to Kansas City Southern, any security holder of Kansas City Southern, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Limited Stock Appreciation Rights ("LSARs") are granted in tandem with stock options. LSARs become exercisable only following a change-in-control of the Company in lieu of related options and are exercisable only for cash. LSARs terminate when the related options are exercised or terminated.
These options become exercisable in three equal installments beginning on the first anniversary of the date of grant.