Filing Details

Accession Number:
0001567619-21-008204
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-04-16 16:05:17
Reporting Period:
2021-04-14
Accepted Time:
2021-04-16 16:05:17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1232582 Ashford Hospitality Trust Inc AHT Real Estate Investment Trusts (6798) 861062192
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1464574 Md J Benjamin Ansell 14185 Dallas Parkway
Suite 1200
Dallas TX 75254
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-04-15 50,000 $1.98 151,477 No 4 P Indirect By Ansell Family Trust
Common Stock Acquisiton 2021-04-14 50,000 $2.15 101,477 No 4 P Indirect By Ansell Family Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Ansell Family Trust
No 4 P Indirect By Ansell Family Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 83,215 Direct
Common Stock 50,000 Indirect By Ansell 2020 Trust
Common Stock 1,531 Indirect By Benjamin J. Ansell, as Trustee FBO of Benjamin Ansell GST Trust under Agreement dated 1/2/2003
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Special Limited Partnership Units $0.00 1,283 1,283 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
1,283 1,283 Direct
Footnotes
  1. Reflects the weighted average purchase price for the reported transactions. The shares were purchased in multiple transactions at prices ranging from $1.975 to $1.98, inclusive. The Reporting Person will provide the SEC staff, the Issuer, or any security holder of the Issuer, upon request for same, with the full information regarding the number of shares purchased at each separate price within the range specified.
  2. Represents special long-term incentive partnership units ("LTIP Units") in Ashford Hospitality Limited Partnership, the Issuer's operating subsidiary ("Subsidiary"). Vested LTIP Units, upon achieving parity with the Common Limited Partnership Units of the Subsidiary ("Common Units"), are convertible into Common Units at the option of the Reporting Person. Common Units are redeemable for cash or, at the option of the Issuer, convertible into shares of the Issuer's common stock on a 1-for-1 basis.
  3. Neither the LTIP Units nor the Common Units have an expiration date.