Home > Insider Trading > Filing (0001173879-21-000005)

Filing Details

Accession Number:: 0001173879-21-000005
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-04-15 17:55:59
Reporting Period:: 2021-04-13

Accepted Time:: 2021-04-15 17:55:59
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
912463	Guess Inc	GES	Women's, Misses', Children's & Infants' Undergarments (2340)	953679695

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1173879	Paul Marciano	C/O Guess?, Inc. 1444 S. Alameda Street Los Angeles CA 90021	Chief Creative Officer	Yes	Yes	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2021-04-13	310,881	$0.00	379,328	No	4	A	Direct
Common Stock	Disposition	2021-04-13	30,000	$26.77	1,451,700	No	4	S	Indirect	by NRG Capital Holdings, LLC
Common Stock	Disposition	2021-04-14	40,000	$26.98	1,411,700	No	4	S	Indirect	by NRG Capital Holdings, LLC
Common Stock	Disposition	2021-04-15	30,000	$27.43	1,381,700	No	4	S	Indirect	by NRG Capital Holdings, LLC
Common Stock	Disposition	2021-04-06	35,000	$0.00	1,725,000	No	5	G	Indirect	by MM CRUT, LLC
Common Stock	Disposition	2021-04-07	29,615	$0.00	1,662,094	No	5	G	Indirect	by MM Charitable Remainder Unitrust II

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	A	Direct
No	4	S	Indirect	by NRG Capital Holdings, LLC
No	4	S	Indirect	by NRG Capital Holdings, LLC
No	4	S	Indirect	by NRG Capital Holdings, LLC
No	5	G	Indirect	by MM CRUT, LLC
No	5	G	Indirect	by MM Charitable Remainder Unitrust II

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	10,145,586	Indirect	by Paul Marciano Trust
Common Stock	105,977	Indirect	by Exempt Gift Trust
Common Stock	370,309	Indirect	by Nonexempt Gift Trust
Common Stock	349,491	Indirect	by PM Special Exempt Trust
Common Stock	170,666	Indirect	by G Financial Holdings, LLC
Common Stock	339,005	Indirect	by G Financial Holdings II, LLC
Common Stock	4,598,087	Indirect	by Maurice Marciano Trust
Common Stock	103,801	Indirect	by Next Step Capital, LLC
Common Stock	554,940	Indirect	by Next Step Capital II, LLC

Footnotes

Acquired pursuant to Issuer's employee equity plan upon achievement of previously established performance criteria.
Reflects changes in form of ownership that are exempt pursuant to Rule 16a-13 under the Securities Exchange Act of 1934 since there was no change in pecuniary interest.
The reported price represents the weighted average price for shares sold in multiple transactions ranging from $26.54 to $27.00. The details of the amounts and prices will be provided to the Issuer, any shareholders of the Issuer or the SEC on request.
The reported price represents the weighted average price for shares sold in multiple transactions ranging from $26.67 to $27.36. The details of the amounts and prices will be provided to the Issuer, any shareholders of the Issuer or the SEC on request.
The reported price represents the weighted average price for shares sold in multiple transactions ranging from $26.65 to $28.08. The details of the amounts and prices will be provided to the Issuer, any shareholders of the Issuer or the SEC on request.
Shares are held by NRG Capital Holdings, LLC.
Shares are held by MM CRUT, LLC. The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein.
Shares are held by Maurice Marciano Charitable Remainder Unitrust II. The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein.
Shares are held by the Paul Marciano Trust dated, 2/20/86.
Shares are held by Exempt Gift Trust under the Next Step Trust. The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein.
Shares are held by the Nonexempt Gift Trust under the Next Step Trust. The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein.
Shares are held by Paul Marciano Special Exempt Trust.
Shares are held by G Financial Holdings, LLC.
Shares are held by G Financial Holdings II, LLC.
Shares are held by the Maurice Marciano Trust (2006 Restatement). The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein.
Shares are held by Next Step Capital, LLC. The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein.
Shares are held by Next Step Capital II, LLC. The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein.