Filing Details
- Accession Number:
- 0001209191-21-026826
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-04-15 16:16:55
- Reporting Period:
- 2021-04-13
- Accepted Time:
- 2021-04-15 16:16:55
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1637715 | Reneo Pharmaceuticals Inc. | RPHM | Pharmaceutical Preparations (2834) | 472309515 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1780235 | Niall O'donnell | C/O Reneo Pharmaceuticals, Inc. 12230 El Camino Real, Suite 230 San Diego CA 92130 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-04-13 | 1,034,600 | $0.00 | 1,034,600 | No | 4 | C | Indirect | By RiverVest Venture Fund IV, L.P. |
Common Stock | Acquisiton | 2021-04-13 | 829,113 | $0.00 | 1,863,713 | No | 4 | C | Indirect | By RiverVest Venture Fund IV, L.P. |
Common Stock | Acquisiton | 2021-04-13 | 200,000 | $15.00 | 2,063,713 | No | 4 | P | Indirect | By RiverVest Venture Fund IV, L.P. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | By RiverVest Venture Fund IV, L.P. |
No | 4 | C | Indirect | By RiverVest Venture Fund IV, L.P. |
No | 4 | P | Indirect | By RiverVest Venture Fund IV, L.P. |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A Preferred Stock | Disposition | 2021-04-13 | 4,629,630 | $0.00 | 1,034,600 | $0.00 |
Common Stock | Series B Preferred Stock | Disposition | 2021-04-13 | 3,710,116 | $0.00 | 829,113 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- All outstanding shares of Preferred Stock automatically converted into shares of Common Stock immediately prior to the closing of the Issuer's initial public offering, for no additional consideration at a rate of 1 share of Common Stock for each 4.4748 shares of Preferred Stock. The Preferred Stock had no expiration date.
- The shares held by RiverVest Venture Fund IV, L.P. ("RiverVest Fund IV") are indirectly held by RiverVest Venture Partners IV, L.P., its general partner ("RiverVest Partners IV"). RiverVest Venture Partners IV, LLC is the general partner of RiverVest Partners IV. The individual managers of RiverVest Ventures Partners IV, LLC are Jay Schmelter, John P. McKearn, Ph.D. and the Reporting Person. RiverVest Partners IV, RiverVest Venture Partners IV, LLC and each of the individual managers (including the Reporting Person) share voting and dispositive power with regard to the Company's securities directly held by RiverVest Fund IV.
- The shares were purchased in the Issuer's initial public offering.