Filing Details
- Accession Number:
- 0001209191-21-026697
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-04-14 18:32:27
- Reporting Period:
- 2021-04-12
- Accepted Time:
- 2021-04-14 18:32:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1043509 | Sonic Automotive Inc | SAH | Retail-Auto Dealers & Gasoline Stations (5500) | 562010790 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1448501 | Bruton David Smith | C/O Sonic Automotive, Inc. 4401 Colwick Road Charlotte NC 28211 | Chief Executive Officer | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2021-04-12 | 19,882 | $16.76 | 445,271 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2021-04-12 | 19,882 | $49.83 | 425,389 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2021-04-13 | 13,029 | $16.76 | 438,418 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2021-04-13 | 13,029 | $49.16 | 425,389 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2021-04-14 | 119,490 | $16.76 | 544,879 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2021-04-14 | 119,490 | $49.78 | 425,389 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Options to purchase | Disposition | 2021-04-12 | 19,882 | $0.00 | 19,882 | $16.76 |
| Class A Common Stock | Options to purchase | Disposition | 2021-04-13 | 13,029 | $0.00 | 13,029 | $16.76 |
| Class A Common Stock | Options to purchase | Disposition | 2021-04-14 | 119,490 | $0.00 | 119,490 | $16.76 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 437,321 | 2020-04-10 | 2030-04-10 | No | 4 | M | Direct |
| 424,292 | 2020-04-10 | 2030-04-10 | No | 4 | M | Direct |
| 304,802 | 2020-04-10 | 2030-04-10 | No | 4 | M | Direct |
Footnotes
- Employee stock options exercised and underlying shares sold pursuant to pre-established 10b5-1 Trading Plan.
- This transaction was executed in multiple trades at prices ranging from $49.36 per share to $50.07 per share. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- This transaction was executed in multiple trades at prices ranging from $49.00 per share to $49.62 per share. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- This transaction was executed in multiple trades at prices ranging from $49.00 per share to $50.22 per share. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- The date indicated is the grant date, and the options vest in three equal installments on the anniversary of the grant date, subject to continued employment requirements and compliance with certain restrictive covenants.
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